Backup diamond thermal project materials

This commit is contained in:
2026-06-11 11:29:53 +08:00
parent 312546b394
commit c794d7a384
586 changed files with 39553 additions and 0 deletions

17
.gitignore vendored Normal file
View File

@@ -0,0 +1,17 @@
# Local/generated build dependencies
node_modules/
# SMA 2026 generated deck outputs and intermediate work
金刚石散热项目/SMA2026_pitch_deck/
金刚石散热项目/SMA2026_image_deck/
# Local extraction and helper scripts
金刚石散热项目/_extracted/
金刚石散热项目/_scripts/
# Mineru conversion byproducts; keep Markdown files and README tracked
金刚石散热项目/项目前期工作_MD/**/*_origin.pdf
金刚石散热项目/项目前期工作_MD/**/*_layout.pdf
金刚石散热项目/项目前期工作_MD/**/*_model.json
金刚石散热项目/项目前期工作_MD/**/*_middle.json
金刚石散热项目/项目前期工作_MD/**/*_content_list*.json

129
Mineru_api_client-V2.py Normal file
View File

@@ -0,0 +1,129 @@
import os
import requests
import zipfile
import io
import shutil # 【新增】用于删除非空文件夹
import argparse # <--- 1. 确保这里导入了
def main():
# 1. 配置命令行参数解析
parser = argparse.ArgumentParser(description="Mineru PDF 转 Markdown 批量处理工具")
# 添加参数
parser.add_argument("-s", "--source", type=str, default="./Papers/ORI_PDF",
help="源 PDF 文件夹路径 (默认: ./Papers/ORI_PDF)")
parser.add_argument("-t", "--target", type=str, default="./Papers/ORI_MD",
help="目标 Markdown 文件夹路径 (默认: ./Papers/ORI_MD)")
parser.add_argument("-u", "--url", type=str, default="http://10.168.1.103:4000/extract",
help="API 服务端地址 (默认: http://10.168.1.103:4000/extract)")
parser.add_argument("--request-timeout", type=int, default=600,
help="单个 PDF 请求超时时间,单位秒 (默认: 600)")
parser.add_argument("--sync", action="store_true",
help="任务完成后是否开启反向同步清理(删除多余的输出文件夹)")
args = parser.parse_args()
# 使用解析后的参数
url = args.url
source_dir = args.source
target_dir = args.target
# 2. 确保源目录存在,避免报错
if not os.path.exists(source_dir):
print(f"错误: 找不到源文件夹 '{source_dir}'")
exit(1)
# 确保目标主文件夹存在
os.makedirs(target_dir, exist_ok=True)
# 3. 遍历源文件夹下的所有文件进行上传处理
for filename in os.listdir(source_dir):
# 只处理 PDF 文件
if not filename.lower().endswith(".pdf"):
continue
file_path = os.path.join(source_dir, filename)
# 获取去掉 .pdf 后缀的文件名
pdf_name_no_ext = os.path.splitext(filename)[0]
# 对应的输出文件夹路径
output_folder = os.path.join(target_dir, pdf_name_no_ext)
# ==========================================
# 检查是否已经处理过
# 如果输出文件夹已存在,且内部有文件,则视为已转换,直接跳过
# ==========================================
if os.path.exists(output_folder) and len(os.listdir(output_folder)) > 0:
print(f"⏩ 已存在转换结果,跳过处理: {filename}")
continue
print(f"正在上传并处理 {filename}...")
try:
# 4. 发送请求
with open(file_path, "rb") as f:
files = {"file": (filename, f, "application/pdf")}
response = requests.post(url, files=files, timeout=args.request_timeout)
# 5. 处理响应结果
if response.status_code == 200:
# 检查服务端是否返回了包含报错信息的 JSON
if response.headers.get('content-type') == 'application/json':
error_msg = response.json()
print(f"❌ 服务端处理失败 ({filename}){error_msg.get('message', '未知错误')}")
continue # 跳过解压,处理下一个
# 确保该 PDF 专属的输出文件夹存在
os.makedirs(output_folder, exist_ok=True)
# 核心:使用 io.BytesIO 直接在内存中读取 zip 内容并解压
try:
with zipfile.ZipFile(io.BytesIO(response.content)) as zip_ref:
zip_ref.extractall(output_folder)
print(f"✅ 成功!已解压并保存至文件夹: {output_folder}")
except zipfile.BadZipFile:
print(f"❌ 失败!{filename} 返回的内容不是有效的 ZIP 格式。")
else:
print(f"❌ 失败!{filename} 状态码: {response.status_code}, 报错: {response.text}")
except requests.exceptions.RequestException as e:
print(f"❌ 网络请求异常 ({filename}): {e}")
except Exception as e:
print(f"❌ 处理 {filename} 时发生未知错误: {e}")
print("-" * 30)
print("转换任务结束,开始进行文件夹同步清理...")
# ==========================================
# 【新增逻辑】:反向比对,清理多余的 MD 文件夹
# ==========================================
# 1. 收集当前 ORI_PDF 中所有有效的 PDF 名字(不含后缀)
valid_pdf_names = set()
for filename in os.listdir(source_dir):
if filename.lower().endswith(".pdf"):
valid_pdf_names.add(os.path.splitext(filename)[0])
# 2. 遍历 ORI_MD 文件夹
if os.path.exists(target_dir):
for folder_name in os.listdir(target_dir):
folder_path = os.path.join(target_dir, folder_name)
# 仅处理文件夹(以防里面有意外的独立文件)
if os.path.isdir(folder_path):
# 3. 如果这个文件夹的名字不在有效的 PDF 列表中,说明是被删掉的“孤儿”
if folder_name not in valid_pdf_names:
print(f"🧹 发现多余文件,正在清理: {folder_name}")
try:
# 使用 shutil.rmtree 删除整个文件夹及其内部所有内容
shutil.rmtree(folder_path)
except Exception as e:
print(f"❌ 删除 {folder_name} 时发生错误: {e}")
print("-" * 30)
print("所有批量任务彻底完成!")
if __name__ == "__main__":
try:
main()
except KeyboardInterrupt:
print("\n检测到用户中断,程序退出。")

View File

@@ -0,0 +1,56 @@
# SMA 2026 路演素材包
本页面向 `Samsung Mobile Advance 2026` 金刚石项目路演,汇总公司基础口径、可快速调用的图片 ID、以及与三星移动终端场景最相关的证据链。正式外发前仍需回看对应 `Sources/PPT` 原页确认措辞和图片使用边界。
## 路演定位
建议将博志金钻描述为高功率芯片热管理封装材料与器件公司,核心能力不是单一材料供应,而是围绕高导热基体、金属化膜层、图形化、电镀/化镀、切割与检测形成的“材料-界面-封装器件”工程化平台。
SMA 2026 场景下,金刚石项目应聚焦:
- Advanced Materials: diamond-based heat spreading and packaging substrates.
- Power / AI / XR / Wearable: high heat-flux, limited-space thermal paths.
- Sensors / Camera / Audio modules: thermal stability and drift reduction.
- Foldable devices: thin, shaped heat spreaders for constrained mechanical envelopes.
## 公司基础口径
| 主题 | 推荐表述 | 证据入口 |
|---|---|---|
| 公司定位 | High-power chip thermal-management packaging materials and devices | [公司身份与定位](公司身份与定位.md) |
| 产品基础 | Stable ceramic substrate production, with diamond-metal composites in pilot stage | [产品与技术管线](产品与技术管线.md) |
| 工程能力 | PVD, photolithography, electroplating, electroless plating, cutting, inspection and process control | [制造能力与设备](制造能力与设备.md) |
| 路演主张 | Turn diamond thermal materials into evaluable packaging modules for Samsung Mobile PoC | [金刚石项目路演关联点](金刚石项目路演关联点.md) |
## 快速图片调用
使用口令:
```text
请调用 Image ID `{Image ID}`,读取对应图片笔记,并结合 Source PPT note 的 slide 文本确认上下文后用于 SMA 2026 路演。
```
| SMA 用途 | Image ID | 建议用法 |
|---|---|---|
| 公司封面 / 品牌起页 | `SLIDE-ppt03_company_intro_20250412-S001` | 可作为公司介绍背景或素材参考建议在新PPT中重绘成更国际化封面。 |
| 公司能力概览 | `SLIDE-ppt03_company_intro_20250412-S002` | 提取苏州工厂、南通工厂、研发实验室和认证信息。 |
| 热管理痛点 | `SLIDE-ppt03_company_intro_20250412-S003` | 用于说明芯片小型化、高性能带来的散热压力。 |
| 封装热路径 | `SLIDE-ppt03_company_intro_20250412-S004` | 可重绘为三星移动端 SoC / VC / diamond layer 的系统热路径图。 |
| 产品管线 | `SLIDE-ppt03_company_intro_20250412-S005` | 用于证明金刚石项目处在公司既有产品路线中。 |
| DPC / 金刚石载板流程 | `SLIDE-ppt03_company_intro_20250412-S007` | 用于支撑“材料进入器件”的工艺链。 |
| 金刚石-金属复合材料 | `SLIDE-ppt03_company_intro_20250412-S009` | 用于金刚石铜、金刚石铝、散热垫片和新一代封装材料说明。 |
| 生产能力矩阵 | `SLIDE-ppt03_company_intro_20250412-S010` | 用于展示机加工、激光加工、PVD、粉末烧结、光刻、电镀、化镀、切割等能力。 |
| 技术优势 | `SLIDE-ppt03_company_intro_20250412-S011` | 用于提炼界面结合、膜系结构、合金相、高精度图形化和薄膜形态控制。 |
| 设备与检测 | `SLIDE-ppt03_company_intro_20250412-S012`, `SLIDE-ppt03_company_intro_20250412-S013` | 用于证明样品制造、检测和迭代闭环。 |
完整图片库见 [图片快速索引](../Sources/Images/图片快速索引.md),精选清单见 [路演图片调用清单](路演图片调用清单.md)。
## 建议外部话术
> Bozhi Jinzhuan is developing diamond-based thermal packaging modules for next-generation mobile devices, combining ultra-high thermal conductivity materials with metallization, patterning and device-level integration. For Samsung Mobile Advance 2026, the proposed PoC will focus on validating where diamond heat spreaders or diamond-metal composite submounts can reduce hotspot temperature, stabilize modules and fit into space-constrained mobile architectures.
## 使用边界
- 2024 英文验厂材料中的客户项目细节仅作内部工艺能力证据,不建议直接外显客户名称或问题细节。
- 研发人数、专利数量、估值等口径在不同PPT中存在版本差异正式提交前需统一。
- 原PPT截图适合内部定位素材正式路演建议重绘成英文、少字、高可信图示。

View File

@@ -10,6 +10,7 @@
- [Sources/PPT](Sources/PPT/)4 份 PPT 的逐页来源笔记 - [Sources/PPT](Sources/PPT/)4 份 PPT 的逐页来源笔记
- [图片快速索引](Sources/Images/图片快速索引.md)70 张幻灯片预览图 + 419 张 PPT 内嵌图片 - [图片快速索引](Sources/Images/图片快速索引.md)70 张幻灯片预览图 + 419 张 PPT 内嵌图片
- [幻灯片缩略图总览](Sources/Images/幻灯片缩略图总览.md)4 张 contact sheet先看图再定位 Image ID - [幻灯片缩略图总览](Sources/Images/幻灯片缩略图总览.md)4 张 contact sheet先看图再定位 Image ID
- [SMA2026路演素材包](Knowledge/SMA2026路演素材包.md):面向三星路演的公司口径与图片调用入口
- [路演图片调用清单](Knowledge/路演图片调用清单.md):精选路演可复用图片 - [路演图片调用清单](Knowledge/路演图片调用清单.md):精选路演可复用图片
- [证据台账](Knowledge/证据台账.md) - [证据台账](Knowledge/证据台账.md)
- [版本差异与待核对](Knowledge/版本差异与待核对.md) - [版本差异与待核对](Knowledge/版本差异与待核对.md)
@@ -21,6 +22,7 @@
- [制造能力与设备](Knowledge/制造能力与设备.md) - [制造能力与设备](Knowledge/制造能力与设备.md)
- [市场与基地规划](Knowledge/市场与基地规划.md) - [市场与基地规划](Knowledge/市场与基地规划.md)
- [金刚石项目路演关联点](Knowledge/金刚石项目路演关联点.md) - [金刚石项目路演关联点](Knowledge/金刚石项目路演关联点.md)
- [SMA2026路演素材包](Knowledge/SMA2026路演素材包.md)
- [路演图片调用清单](Knowledge/路演图片调用清单.md) - [路演图片调用清单](Knowledge/路演图片调用清单.md)
- [证据台账](Knowledge/证据台账.md) - [证据台账](Knowledge/证据台账.md)
- [版本差异与待核对](Knowledge/版本差异与待核对.md) - [版本差异与待核对](Knowledge/版本差异与待核对.md)

View File

@@ -7,3 +7,11 @@
- Evidence records: 见 `Knowledge/证据台账.md` - Evidence records: 见 `Knowledge/证据台账.md`
- Images: 抽取 70 张幻灯片预览图、419 张 PPT 内嵌图片,并生成 4 张 contact sheet。 - Images: 抽取 70 张幻灯片预览图、419 张 PPT 内嵌图片,并生成 4 张 contact sheet。
- Open questions: 2024 与 2025 材料中的研发人数、专利数量等指标存在口径差异,已写入 `Knowledge/版本差异与待核对.md` - Open questions: 2024 与 2025 材料中的研发人数、专利数量等指标存在口径差异,已写入 `Knowledge/版本差异与待核对.md`
## [2026-06-11] promote | SMA 2026 路演素材包
- Source: `Samsung Mobile Advance 2026` 活动信息、公司基本情况 PPT 知识库。
- Pages updated: `Knowledge/SMA2026路演素材包.md`, `index.md`
- Evidence records: 引用既有 `Knowledge/公司身份与定位.md`, `Knowledge/产品与技术管线.md`, `Knowledge/制造能力与设备.md`, `Knowledge/金刚石项目路演关联点.md`
- Images: 汇总 SMA 路演可快速调用的 Image ID实际调用仍需读取 `Sources/Images/图片快速索引.md`
- Open questions: 正式提交前需统一公司人数、专利数量、估值等对外口径。

View File

@@ -0,0 +1,181 @@
# SMA 2026 English Pitch Deck Outline
Deck goal: answer Samsung Mobile Advance judges' three questions: innovation, value added to Samsung Mobile devices, and feasibility for a six-month PoC.
Recommended title:
> Diamond Thermal Packaging Modules for Next-Generation Samsung Mobile Devices
## Slide 1 - Cover
Title: Diamond Thermal Packaging Modules for Next-Generation Samsung Mobile Devices
Subtitle: Samsung Mobile Advance 2026 Proposal
Company: Suzhou Bozhi Jinzhuan Technology Co., Ltd.
Key message: from diamond thermal materials to evaluable mobile packaging modules.
## Slide 2 - Project Summary
Headline: A six-month PoC to validate diamond-based heat spreading in mobile-scale packages.
Copy:
- We propose to develop and test diamond-based thermal packaging modules for Samsung Mobile use cases.
- The PoC will compare diamond heat spreaders / diamond-metal submounts against conventional thermal stacks under Samsung-defined power and space constraints.
- Final deliverables include sample coupons, one demonstrator module, test report, and integration recommendations.
## Slide 3 - Why Samsung Mobile
Headline: Mobile innovation is becoming thermally constrained.
Three pressure points:
- On-device AI and high-performance APs increase local heat flux.
- XR, foldable and wearable devices have tighter thermal envelopes.
- Camera, sensor and optical modules require thermal stability, not only peak cooling.
SMA fit: AI, XR, Power, Foldable, Wearable, Sensors, Materials.
## Slide 4 - Company Information
Headline: Bozhi Jinzhuan is an engineering platform for high-power chip thermal packaging.
Content:
- Core products: high-power chip thermal-management packaging materials and devices.
- Existing products: ceramic substrates, TEC substrates, laser heat sinks, optical communication substrates, sensor substrates.
- Manufacturing base: over 10,000 m2 manufacturing footprint in company PPT materials.
- Capability foundation: PVD, photolithography, electroplating, electroless plating, cutting, inspection and customized metallization.
Note: employee count, valuation and patent quantity should be checked before final external submission.
## Slide 5 - Core Technology
Headline: The differentiator is the interface, not only the diamond.
Technology stack:
- Diamond / diamond-metal thermal material.
- Surface activation and metallization.
- Fine patterning and solder / bonding compatibility.
- Package-level thermal path design.
- Inspection, reliability feedback and manufacturing iteration.
Evidence points:
- Company process capability includes Ti, TiW, Ni, Cr, Cu, Ta sputtering and 5/5 um line/space capability in existing audit materials.
- Diamond project materials include ultra-thin CVD diamond heat spreaders, diamond package substrates and diamond-Cu composites.
## Slide 6 - Two Integration Routes
Headline: Two practical routes for Samsung Mobile evaluation.
Route A: Chip-on-diamond submount
- Die mounted directly on metallized diamond substrate.
- Suitable for XR optical engine, laser/LED, sensor, high-power module.
- Output: diamond submount coupon with solder / wire-bond compatible metallization.
Route B: Diamond layer in thermal stack
- Diamond heat spreader or diamond-metal insert integrated with VC / graphite / TEC / frame.
- Suitable for AP hotspot, foldable thin space, wearable module.
- Output: thin diamond heat spreader coupon and stack-level thermal comparison.
## Slide 7 - Performance Evidence
Headline: Literature and company data support a measurable thermal advantage.
Evidence:
- Company material deck: ultra-thin CVD diamond heat spreader, 10-150 um, 1600-1800 W/mK.
- Company material deck: diamond-Cu composite, 600-800 W/mK, CTE 5-10 ppm/K.
- Literature MD: copper-coated diamond/Cu SLM composite reached 336 W/mK at 1 vol.% diamond under optimized process parameters.
- Literature MD: CVD diamond membranes can be fabricated as free-standing films; metallization literature supports Au/Cr and Au/Ti-W adhesion and thermal processing windows.
- Competitor benchmark: Element Six and Coherent both position CVD diamond as a high-power-density thermal management solution.
Use caution: literature values are not direct product guarantees; they support feasibility and mechanism.
## Slide 8 - Application Concept 1: AP / XR Hotspot
Headline: Reduce hotspot temperature without redesigning the entire thermal system.
Scenario:
- Heat source: AP / NPU / XR optical module.
- Constraint: high heat flux, thin z-height, limited spreading area.
- Proposed module: metallized diamond heat spreader or diamond-Cu submount between die and existing spreader path.
PoC test:
- Dummy heat source + baseline stack vs. diamond stack.
- Metrics: peak temperature, thermal resistance, temperature uniformity, thickness impact.
## Slide 9 - Application Concept 2: Sensor / Camera / Wearable Stability
Headline: Use high thermal conductivity and low CTE to stabilize precision modules.
Scenario:
- Heat from AP, PMIC, camera actuator, optical engine or sensor readout can cause drift.
- Diamond package substrate can spread heat and reduce local thermal gradients.
PoC test:
- Sensor/camera module coupon with controlled heat source.
- Metrics: thermal gradient, module drift proxy, thermal cycling stability, warpage.
## Slide 10 - Six-Month PoC Plan
Headline: A focused PoC with three evaluation gates.
Milestone 1 - Detailed design and review, Month 1-2:
- Select target use case with Samsung.
- Freeze baseline stack, dimensions, power condition and KPIs.
- Deliver design review package and sample drawings.
Milestone 2 - Sample build and early working review, Month 3-4:
- Fabricate diamond heat spreader / submount coupons.
- Complete metallization and assembly process.
- Deliver early thermal data and manufacturability feedback.
Milestone 3 - TRL 6/7 demonstrator, Month 5-6:
- Build final demonstrator module.
- Complete thermal comparison, reliability screening and integration recommendation.
- Demo to Samsung Mobile R&D.
## Slide 11 - Samsung Support Required
Headline: We can execute independently; Samsung input will sharpen the PoC.
Requested support:
- Target device class and rough mechanical envelope.
- Baseline material stack or reference thermal coupon.
- Power map / heat source assumption for dummy testing.
- Loan device or non-confidential module sample if available.
- Review access to Samsung R&D thermal / packaging owner at milestone gates.
No dependency:
- The PoC can proceed with dummy heat source and public mechanical assumptions if device data is not available.
## Slide 12 - Expected Value
Headline: A fast path to evaluate diamond thermal packaging inside Samsung Mobile architectures.
Expected Samsung value:
- Lower hotspot temperature under thin, constrained mobile geometry.
- More stable sensors, optical modules and power modules.
- New material option for AI, XR, foldable and wearable roadmaps.
- A manufacturing partner able to move from material coupons to package-level modules.
Closing:
> We invite Samsung Mobile to co-define the most valuable target module and validate diamond thermal packaging within a six-month PoC.

Binary file not shown.

After

Width:  |  Height:  |  Size: 424 KiB

Binary file not shown.

Binary file not shown.

View File

@@ -0,0 +1,145 @@
说话人1
呃,就是你结论里面的第一条。
说话人1
和。第二条就是你看你第二条的那个膜层结构,不是有钛铂金嘛,对不对?钛、铂金和泰乌的这些这些。呃,金属化体系。然后咱们自己的。咱们自己的钛伯金和泰头镍巴金,就是在我发给你的那个专项的介绍里面是不一样的。就是你钛伯金是用到一些更尺寸更薄、可以柔性的。呃,那个就叫超薄的那个器件里面。我给你截图,你能听见我说话吗?啊,我给你截图。
说话人1
你看我给你截图的这两个。就是它都是。呃做的金属化但是它的方案不一样然后衬底也不一样然后用的场景也不一样。你看第二个它那个一般是我们做的是太铜镍巴金的方案就是它那个铜会稍微厚一点所以它耐电压电流会稍微高一点。然后尺寸会比较大。哦它的机体呢就是生长出来的比较厚的相对比较厚啊比如说0.3μm的。这个金刚石的再办但是像第一个的这种。它就是它的首先它的机体可以是我刚刚说的那种0.3应该是0.33厚度的,然后也可以是那种直接在硅基上面生长出来的金刚石。
说话人1
然后他现在做那种可撕拉的它那种。厚度应该是只有0.1μm左右吧就反正撕下来就像一张纸一样的那种。薄膜所以它叫超薄的。然后它的金属化方案是啊钛铂金的方案。
说话人1
对钛铂金的话,就没有铜嘛,所以它耐电流就是比较能力比较小,但是它尺寸可以做到很小,然后呃,线路的精细程度会很高。
说话人1
所以这两个要区分一下,这两个要区分一下。
说话人1
这是我让你查的呀。就是。
说话人1
对对呀对呀他不是给了一个proposal的模板吗对不对然后他还给你列举了一些应用场景。
说话人1
你发我的啥哦?我看一下啊。给我两分钟。
说话人1
王硕,我觉得你这个写的。
说话人1
反方向是对的呀。你这是。喂。哈喽能听见吗你这方向是对的你这是check GPT出来的还是你搜论文搜出来的
说话人1
哦,有有有有那个呃,数据支撑吗?有实验支撑吗?
说话人1
嗯。
说话人1 00:00:00
喂,师姐,可以听到,不好意思,有点耽误耽搁了。
说话人2 00:00:04
没事儿没事儿没事儿。我给你发个图,你不要发给我,发给其他人。
说话人1 00:00:16
我看一下。
说话人2 00:00:18
没事儿,我给你发个图,你不要发给其他人。就是这个,是我们给一家客户做的,我们的产品在他们里面的用的。位置就是我红色圈起来的那个,你能看见吗?
说话人1 00:00:31
对,了解。
说话人2 00:00:35
其实我的理想的就是这个proposal我理想的就是能五九确认到我们在它各个的使用场景里面它这个模组。就是它不是有好几个使用的场景嘛大的使用场景。就他自己的产品类型。什么头衔手那个耳手机指环耳机什么的就它这个这几个大的应用场景里面它的。
就是可能相关的。模块里面,它里面的组成是什么,然后我们能给它做什么的优化,就是我的理想的状态是这样,但是我觉得可咱可能也做不到,因为不知道它里面的内部结构是啥。
说话人1 00:01:20
对反正就是说是我们有类似的这种就是供货,或者说这种。
说话人2 00:01:27
所以你就你先尽可能的去查一下如果查不到的话。我来如果查不到的话就proposal里面他不是说要需要怎么支持吗就给他问一下。
说话人1 00:01:40
行,那我们就直接是说,那直接就是说是我们这个可以是在手机这个,比如说这个模块散热之类的这边使用。然后就相当于这种的话,可以画一个用一个爆炸图或者说其他的形式表示爆炸图是啥,就就相当于是一个就是把它层层层级分开嘛,就相当于比如说一个棚,是咱们三热芯片下面他们自己的芯片就就就就就也行。
说话人2 00:02:10
我刚给你发的这几个就是我觉得你整个的路线你可以分为两种就是第一种是芯片直接贴在咱们上面的就是我发给你的这个图你能看到它直接从咱们的甲板上面打线出来了吗那个是个VC的芯片的。
七,那俩小黄色的,中间那俩小黄色的,就是咱给他整的仔吧,明白?
说话人1 00:02:39
我姐。行那之后反正就是做一下这个PPT。
说话人2 00:02:46
算是就是就是这个是第一条路线就是它那个芯片直接在我们上面用。然后第二条路线是我们作为其他器件的组件就是我们自己不生产。比如说那个T你也了解的吧。一看。直接用到头衔里面然后我们作为tec的再版这是两条两两个大的路线。
这个是单晶或者是多晶金刚石上面覆铜然后还有那个金刚石铜的就是这个方案现在比较成熟了。就是手机上面的散热就是手机的SOC的就是手机的上半部分是个SOC然后在中间是个VC的均热板然后把热都从VC均热板均均过来然后手机的底部是一个T去做导热这个方案其实算比较成熟了。
然后还有一个。荣耀的方案是它的那个摄像的模组是可移动式的。我等会儿发你一个视频号它那个可移动下面的TC也是要用金刚石的。
说话人1 00:03:56
可移动设备的了解。
说话人3 00:04:00
对。
说话人2 00:04:03
然后他他那个AR眼镜儿。眼镜上面的那个投影的那个模组也是要用的就是它在正中间的。那个应该就是一个激光器芯片。然后。然后直接是我们的再板。然后之前是氮化铝的现在可以换成金刚石的。
就是,这是几个例子,这是我知道的几个例子。
说话人1 00:04:33
所以你得找一下其他的有没有案例之类的。我找找发给你行没没没问题,明天我也找一下案例,然后之后就主要是就相当于看他之前的话应用领域。
说话人2 00:04:50
是的。
说话人1 00:04:57
然后是最后那个PPT的话。
说话人2 00:04:58
它是一些还有一些场景,我也不太熟的。就是远志之前跟其他几家聊的情况,我也没问,就这几个是我知道的。我发给你行。
说话人1 00:05:11
让我想一想后续。
说话人2 00:05:15
你先看着弄。
说话人1 00:05:17
行,那最后是这个,还是以英文的模式来去呈现。
说话人2 00:05:20
肯定是英文。然后。
说话人3 00:05:23
我想的是。
说话人2 00:05:28
就是第一个要呈现我刚跟你说的,我们的产品在它们结构里面是什么位置。然后,第二个是给它做一些优化,性能提升,能提升多少。但是,但是这个可能需要一些热仿真。热仿真的话,你可以找那个谁,就是陶老师他们下面那个叫啥来着,树峰之前给我们做的。
然后,但是我们没有他们的实际的应用环境,好像也没办法做热仿真。
说话人1 00:05:57
一看多拟没有,就算是就是他做一个模拟。
说话人2 00:06:01
对之前热仿真出来的结果还是挺好的,就是跟真实的比较接近。所以我觉得最好能给一个热仿真的结果。
说话人1 00:06:09
我觉得这个仿真的话,主要就相当于是你只要有图就行嘛,就相当于图好看一点,就相当于是唬一唬人,那其实就是就差不多了。
说话人2 00:06:19
我们也可以假设一些条件嘛,就是反正先提过去,然后让他们去改一一件。
说话人1 00:06:24
我们再就是相当于是他们是不是已经有这些热仿真的一些内容了?反正我觉得要不然就直接是迁移过来,或者说直接说就是现在是不是博这边已经有一些热方针的结果了?是还是说这些结果,因为是其他的现有产品是不能用。
说话人2 00:06:42
一肯定是能用的,这结果你得让远志发你。我没有结果。
说话人1 00:06:50
了解了行,那我这边反正先先留着他上次做的是哪个产品呢?
说话人2 00:06:56
我不记得了。你你你你你你你你要不先找找看有没有其他的。
说话人1 00:07:02
就是类似的模式图或者说之类的,反正先放着,然后呢。
说话人2 00:07:05
现在有个示意对行好的。三六反正这两种吧就有就就这两方面吧。如果能有的话最好如果没有的话那只能反正我打算先20多号草稿提出来然后去他们南京的技术总部去聊一下。但是我之前看见他们南京的技术应该是sourcing他们还是技术可能在韩国那边所以我不知道20多号能不能聊出个什么东西来。
说话人1 00:07:37
我感觉就是这就是这个上面的话主要就相当于是希望能成为他们这个供应链的一环算是可能这个钱不钱的话就是无所谓是吧对对了解了。好呀。行我了解了然后之后的话我这边是把这P1T1弄。
行,然后那之后,那我记得之前不是有给苹果的那边的一个,那个相当于相关的一些内容嘛。
说话人2 00:08:07
就是相当于也是是我发你的这个图就是他们的。
说话人1 00:08:12
我我我知道我知道,然后。
说话人2 00:08:14
然后,你如果有那个资料的话,你也可以参考。
说话人1 00:08:18
对,我就相当于把那个反正这两个材材料全都综合一下,然后就来去处理一下。
说话人2 00:08:27
好。
说话人1 00:08:28
然后就这个图标出去我肯定没问题。就是相当于相比于其他的这种的话它的主要的这个特色在于就是咱们的工艺上面的话就相当于是可以做一些后处理还是说是相当于通孔还是就是哪哪一部分和就是相当于现有的这种就是首先咱们不是做这个纯CBD。
咱们CBD的话只是咱们上游CBD金装石的话只是咱们上游。然后的话呢咱们是相当于是相比于是这种是纯切割或者说之类的咱们的话就相当于增加的步骤就相当于是定制化还有表面改性然后的话就相当于是就就就是这这这两点是吧还有哪些就是比如说可以提供的服务。
或者说特色在哪儿就相当于和其他的这种是除了这种CBD厂商。
说话人2 00:09:15
你那个总结上写的是对的,你就按你总结的来写。
说话人1 00:09:18
行行没问题。
说话人2 00:09:19
了解了通孔也可以,但是现在金刚石通孔的很少。
说话人1 00:09:25
对,因为毕毕竟硬嘛,对行。
说话人2 00:09:29
而且他应该也用不到瞳孔的。
说话人1 00:09:32
因为它整体都是导电的是吧?
说话人2 00:09:37
反正现在没预料过。
说话人1 00:09:39
明白了。行,辛苦学姐了。好。
说话人2 00:09:41
那我这边如果有这一方面资料的话,你也可以发来给我看一下。
说话人1 00:09:45
好嘞,辛苦。
说话人2 00:09:47
好好好。
说话人1 00:09:49
谢谢OK,
说话人2 00:09:50
拜拜。

View File

@@ -0,0 +1,85 @@
# 金刚石散热项目 - 前期调研补充
更新时间2026-06-11
## 1. 面向 SMA 2026 的结论
Samsung Mobile Advance 2026 要求提交 6 个月 PoC proposal重点看项目对 Samsung Mobile 产品的潜在影响,并明确关注 AI、XR、Power、Health、Camera、Audio、Foldable、Wearable、Sensors、Materials、Connectivity、Security 等方向。
对本项目而言,建议主线不是“我们能做金刚石材料”,而是:
> Bozhi Jinzhuan provides diamond-based thermal packaging modules that can be evaluated in Samsung mobile devices, combining ultra-high thermal conductivity materials with metallization, patterning and module-level integration.
评审关心的三件事应逐页回答:
1. Innovation and uniqueness: 金刚石材料 + 表面金属化 + 图形化/封装集成能力,而不是单纯热导率指标。
2. Value added to Samsung Mobile devices: 降低热点温度、提高热稳定性、缩小散热路径厚度、提升高功率模块可靠性。
3. Feasibility to integrate: 6 个月内交付可测试样件、结构建议、热测试/仿真对比和 Demo package而不是开放式研发。
官方信息入口:<https://developer.samsung.com/open-innovation>
## 2. 应用场景优先级
| 优先级 | 场景 | 对应 SMA 领域 | 金刚石方案切入点 | PoC 可交付 |
|---|---|---|---|---|
| P0 | On-device AI / AP hotspot | AI, Power, Materials | SoC 顶部或近芯片热扩散层,减少局部热点 | Dummy chip + diamond heat spreader thermal comparison |
| P0 | Galaxy XR / AR optical engine | XR, Power, Wearable | 激光/微投影芯片 submount以金刚石替代 AlN/Al2O3 | Laser/LED submount sample + junction temperature comparison |
| P1 | Foldable thin thermal path | Foldable, Materials | 薄型/异形金刚石散热片用于折叠结构有限空间 | Thin/shaped heat spreader coupon + bending/assembly review |
| P1 | Camera movable module / high-power imaging | Camera, Sensors | 模组热漂移控制,提高传感器/执行器稳定性 | Module-level thermal stability mock-up |
| P1 | Wearable / health sensor module | Wearable, Health, Sensors | 低热膨胀、高导热载板降低传感器基准漂移 | Sensor substrate coupon + thermal cycling data |
| P2 | Fast charging / PMIC module | Power | 高热流电源管理模块热沉或封装载板 | PMIC dummy package thermal resistance test |
领导沟通中提到的两条路线可以作为 PPT 的方案骨架:
- Route A: chip directly mounted on diamond substrate / diamond-metallized submount.
- Route B: diamond component as part of another thermal module, such as TEC/VC/thermal spreader stack.
## 3. 竞品与供应链地图
| 类型 | 公司 / 产品 | 已知公开信息 | 对我们的启发 |
|---|---|---|---|
| CVD diamond heat spreader | Element Six | 官方称 CVD diamond heat spreaders 用于更高功率密度,热导率可按需求提供 1000-2200 W/(mK),应用包括 RF、GPU、HPC、AI accelerators 等。<https://www.e6.com/products/thermal-management> | 国际头部强调“系统热瓶颈”和“可定制热要求”;我们要避开纯材料规模竞争,突出移动端封装集成。 |
| CVD diamond substrate | Coherent | 官方 CVD diamond substrate 页面强调高热导、抗热冲击等特性2026-01-19 发布 bondable diamond thermal management主张通过直接键合大幅降低界面热阻。<https://www.coherent.com/optics/crystals/bulk-optical-materials/cvd-diamond-substrates><https://www.coherent.com/news/press-releases/thermal-management-portfolio-with-high-performance-bondable-diamond-solutions> | “界面热阻”已经成为国际产品叙事重点;我们的 PPT 应把金属化、表面处理、键合/焊接作为差异化,而不是只说 TC。 |
| CVD diamond / Cu-diamond heat spreader | A.L.M.T. / Sumitomo Electric | 官方列出 CVD-Diamond 厚度 0.2-0.4 mm热导率 >1000 W/(mK)CTE 2.3 ppm/KCu-Diamond 用于半导体激光 submount、功率晶体管基板等。<https://www.allied-material.co.jp/en/products/heatspreader/Material.html> | 竞品已把 CVD diamond 和 Cu-diamond 都产品化,应用多在激光、功率器件;三星移动端 PoC应强调轻薄小型化和模组适配。 |
| Single crystal diamond submount | Sumitomo Electric | 官方称单晶金刚石可用于 semiconductor laser submount并可形成各类金属化薄膜用于 chip mounting 和 wire bonding。<https://sumitomoelectric.com/products/diamonds-single-crystal> | 金属化薄膜 + 芯片安装/打线是成熟叙事,可迁移到 XR 光机、摄像/传感器高稳定模组。 |
| Diamond metal composites | Hi-Rel / DiaCool | Hi-Rel 展示 DiaCool-Ag700、Ag850、Al500、Cu600 等 diamond metal composite thermal spreaders其 WDAM 合作页面称组合覆盖 500 W/mK 到 2200 W/mK 以上。<https://www.hi-rel.com/diamond-metal-composites><https://www.hi-rel.com/wdam-diamond-materials> | 竞品已经按材料系列包装解决方案;我们需要把“可加工、可金属化、可交付样件”讲清楚。 |
| Ag-Dia heat spreader | Sumitomo Electric U.S.A. | 官方称 Ag-Dia 通过银与金刚石粉末专有烧结工艺实现 600 W/mK 或更高热导率,可用于更大尺寸半导体器件散热基板。<https://global-sei.com/usa/seusa/materials/> | 金刚石-金属复合路线商业化空间明确;我们可把金刚石铜/铝/银作为材料平台而非单一产品。 |
## 4. 博志金钻差异化表述
不建议说:
- “首次提出金刚石用于芯片散热。”
- “单靠金刚石材料即可解决三星终端散热。”
- “已确定可进入三星某具体产品结构。”
建议说:
- We focus on the last-mile integration of diamond thermal materials into package-level modules.
- Our differentiation is not only thermal conductivity, but interface engineering, metallization, patterning, solder/bonding compatibility and manufacturable samples.
- The PoC will validate where a diamond layer or diamond-metal submount creates measurable thermal value in Samsung mobile architectures.
可强调的公司能力:
- CVD / diamond thin film route: 10-150 um 超薄金刚石散热片1600-1800 W/mK 公司材料口径。
- Diamond package substrate route: Ti/Pt/Au thin film for fine features; Ti/Cu/Ni/Au thick film for higher current/voltage packaging.
- Diamond-Cu composite route: 600-800 W/mK、CTE 5-10 ppm/K 公司材料口径。
- Process integration: PVD, photolithography, electroplating, electroless plating, cutting, inspection, customized metallization.
## 5. 建议 PoC KPI
| KPI 类别 | 建议指标 | 说明 |
|---|---|---|
| Thermal | hotspot temperature drop vs. baseline | 以 AlN / Cu / graphite / VC reference coupon 作对照,目标可先写 “target: measurable reduction under Samsung-defined test condition”。 |
| Interface | thermal resistance across bonding / metallization stack | 强调不是裸材料 TC而是堆叠后的系统热阻。 |
| Mechanical | thickness, flatness, warpage, dicing edge quality | 对移动端轻薄空间很关键。 |
| Electrical / packaging | metallization adhesion, solderability, wire bonding compatibility | 对芯片直贴和模块集成重要。 |
| Reliability | thermal cycling, humidity/heat aging, power cycling | 可作为后续 Samsung feedback 后确认的测试包。 |
| Deliverable | sample coupons + one demo module + test report | 对应 6 个月 PoC更容易评估。 |
## 6. 仍需补充
- Samsung 具体产品结构需通过公开 teardown / 专利 / 产业链资料继续核对,不能在 proposal 中假设其内部结构。
- 如能拿到远志/陶老师过往热仿真结果可放入一页“validated simulation workflow”比临时虚构仿真更可信。
- 需要统一公司英文名、联系人、专利数量、员工人数、估值等外部口径。
- 若提交前允许与 Samsung Open Innovation 团队沟通,应把两个 PoC 方向拆成可选项让对方选择最感兴趣的目标产品AP hotspot / XR optical engine / wearable sensor / charging PMIC。

View File

@@ -0,0 +1,105 @@
# 苏州博志金钻金刚石专项0前期合作单位共同成果产出介绍
## 1. 结论
主要覆盖以下三条主线:
1. **CVD 金刚石薄膜/散热片路线**:在硅或其他基底上制备大面积 CVD 多晶金刚石,随后形成独立薄膜、热扩散片或热管理基板。这与 PDF 第 4-5 页“CVD 长晶、晶圆切割、剥离、金属化、超薄金刚石散热片/薄膜器件”高度相似。
2. **金属化金刚石载板/热沉路线**CVD 金刚石或金刚石片经过 Ti/Pt/Au、Au/Cr、AuSn、Ti-W 等金属化体系用于激光器、InP/GaN/高功率器件封装和键合。这与 PDF 第 5-6 页“金属功能层、薄膜电阻、AuSn 共晶焊料、通孔、金属化、封装载板”高度相似。
3. **改性金刚石粉末到 Cu/diamond 复合热沉路线**Ti、W、Cr 等界面层或活性元素改善金刚石与铜的润湿/界面热阻,再通过气压浸渗、粉末冶金、烧结、激光选区熔化等工艺制备高导热低膨胀 Cu/diamond 复合材料。这与 PDF 第 7-8 页“磁控溅射改性金刚石粉末、TIM 增强相、金刚石铜复合材料、液相烧结”高度相似。
因此,**该专项路线有明确的文献基础**。如果用于 PoC 论证,建议把创新点放在“大面积/超薄/可剥离量产能力、金属化与器件级封装集成、特定应用场景验证、供应链和制造良率”上,而不是把 CVD 金刚石热管理或 Cu/diamond 复合材料本身表述为全新概念。
## 2. PDF 中的技术路线摘要
从 10 页 PDF 可抽取出的核心路线如下:
| PDF 页码 | 产品/路线 | 关键工艺 | 关键指标/用途 |
|---|---|---|---|
| 第 4 页 | 超薄金刚石散热片 | CVD 在硅基体异质外延多晶金刚石晶圆切割剥离表面处理Ti/Pt/Au 金属化 | 6/8 英寸10-150 um热导率 1600-1800 W/mK用于有限空间和特殊工况芯片散热 |
| 第 5 页 | 超薄金刚石薄膜器件 | 硅-金刚石衬底上制备导电层、薄膜电阻、AuSn 焊料;剥离切割;或硅面加工芯片、金刚石面做通孔与金属化 | 2/4/6 英寸10-150 umTaN 50/100 ohmAuSn 75/25共晶焊 |
| 第 6 页 | 单/多晶金刚石封装载板 | 大尺寸金刚石片金属化、光刻、通孔垂直互联、薄膜电阻集成、金锡焊料预制 | 2/3 英寸Ti/Pt/Au 薄膜TiCuNiAu 厚膜,面向超大功率芯片 |
| 第 7 页 | 改性金刚石粉末 | 磁控溅射 Ti/Cu/Cr/W 表面包覆 | 用作 TIM 增强相,或用于金刚石-金属复合材料,改善润湿性并降低热阻 |
| 第 8 页 | 金刚石-铜复合材料 | 铜熔化、金刚石颗粒重排、烧结/表面处理、异形加工 | 热导率 600-800 W/mKCTE 5-10 ppm/K适用于算力模块、射频、大功率激光器等 |
## 3. Google Scholar 检索式与返回方向
本轮使用的 Scholar 检索式如下。Scholar 页面可返回结果标题,但最终论文元数据以 DOI/Crossref/出版社或开放页面核对。
| 检索式 | 返回的代表性标题方向 |
|---|---|
| `CVD diamond heat spreader silicon substrate lift off thermal management` | 大面积 CVD 金刚石热管理基板、CVD 金刚石热扩散片、GaN 热点热管理 |
| `metallized CVD diamond substrate AuSn solder heat spreader laser diode` | InP 激光器到 CVD 金刚石热沉键合、CVD 金刚石 submount 金属化、AuSn/Cr/W 金属化热沉 |
| `diamond copper composite Ti coated diamond particles gas pressure infiltration thermal conductivity` | Ti 涂覆金刚石颗粒、气压浸渗 Cu/diamond、Cu-Ti/diamond 复合材料 |
| `magnetron sputtering tungsten coating diamond particles copper composite thermal conductivity` | W 磁控溅射涂覆金刚石颗粒、W 界面层提升 Cu/diamond 热导率 |
| `copper diamond composite carbide forming additives W Mo Cr Ti thermal conductivity` | W/Mo/Cr/Ti 碳化物形成元素对 Cu/diamond 界面和热导率影响 |
| `diamond copper composite heat sink high power electronics thermal management` | Cu/diamond 热沉、SiC 功率器件微通道热沉、先进热管理材料 |
## 4. 重点论文对照表
匹配等级说明:
- **高度同路**:工艺链或器件目标与 PDF 某一产品线直接重合。
- **相邻支撑**:研究对象不同,但支撑 PDF 的材料选择、界面设计或应用论证。
- **背景综述**:适合写行业/技术基础,不宜单独作为工艺可行性证据。
| 序号 | 匹配等级 | 对应 PDF 路线 | 论文 | DOI/来源 | 与 PDF 的关系 |
|---:|---|---|---|---|---|
| 1 | 背景综述 | CVD 金刚石热扩散片/GaN 高功率散热 | Liwen Sang. **Diamond as the heat spreader for the thermal dissipation of GaN-based electronic devices**. *Functional Diamond*, 2021. | https://doi.org/10.1080/26941112.2021.1980356 | 综述金刚石作为 GaN 器件热扩散层/热沉的路线,可支撑 PDF 中“高功率芯片热管理封装材料”的应用动机。 |
| 2 | 高度同路 | CVD 金刚石薄膜热扩散 | M. Seelmann-Eggebert et al. **Heat-spreading diamond films for GaN-based high-power transistor devices**. *Diamond and Related Materials*, 2001. | https://doi.org/10.1016/S0925-9635(00)00562-8 | 直接讨论高功率 GaN 器件用金刚石热扩散薄膜,与 PDF 的 CVD 金刚石散热片/器件封装目标吻合。 |
| 3 | 高度同路 | 大面积 CVD 金刚石基板 | W. D. Brown et al. **State-of-the-art synthesis and post-deposition processing of large area CVD diamond substrates for thermal management**. *Surface and Coatings Technology*, 1996. | https://doi.org/10.1016/S0257-8972(96)03005-8 | 覆盖大面积 CVD 金刚石基板合成与后处理,直接对应 PDF 的 6/8 英寸 CVD 金刚石散热片制造路线。 |
| 4 | 高度同路 | 独立/剥离金刚石膜 | M. C. Salvadori et al. **Fabrication of free-standing diamond membranes**. *Thin Solid Films*, 1996. | https://doi.org/10.1016/S0040-6090(96)09010-4 | 直接对应 PDF 中“CVD 长晶后剥离金刚石薄膜”的独立膜路径。 |
| 5 | 相邻支撑 | 多层金刚石热扩散器 | K. Jagannadham. **Multilayer diamond heat spreaders for electronic power devices**. *Solid-State Electronics*, 1998. | https://doi.org/10.1016/S0038-1101(98)00216-0 | 支撑电子功率器件中多层金刚石热扩散结构,与 PDF 的超薄散热片和封装载板相邻。 |
| 6 | 高度同路 | 金刚石载板金属化 | Ilango Meyyappan et al. **Au/(Ti-W) and Au/Cr metallization of chemically vapor-deposited diamond substrates for multichip module applications**. *Thin Solid Films*, 1994. | https://doi.org/10.1016/0040-6090(94)90357-3 | 直接对应 PDF 的 Ti/Pt/Au、金属化、封装载板思路虽金属体系不完全一致但目的和路线一致。 |
| 7 | 高度同路 | 激光器与 CVD 金刚石热沉键合 | A. Katz et al. **Advanced metallization schemes for bonding of InP-based laser devices to CVD-diamond heatsinks**. *Materials Chemistry and Physics*, 1994. | https://doi.org/10.1016/0254-0584(94)90169-4 | 直接对应 PDF 的大功率激光器、金属化、AuSn/键合热沉应用方向。 |
| 8 | 相邻支撑 | 金属化可靠性 | C. D. Iacovangelo. **Thermal stability of metallized CVD diamond**. *Thin Solid Films*, 1996. | https://doi.org/10.1016/S0040-6090(95)08236-0 | 可支撑 PDF 中金属化金刚石载板可靠性论证,但不是完整器件路线。 |
| 9 | 高度同路 | 激光二极管金刚石 submount | E. E. Ashkinazi et al. **Increasing the output power of single 808-nm laser diodes using diamond submounts produced by microwave plasma chemical vapour deposition**. *Quantum Electronics*, 2012. | https://doi.org/10.1070/QE2012V042N11ABEH015042 | 与 PDF 中“大功率激光器/光通信/高功率芯片载板”的应用高度贴近,强调 CVD 金刚石 submount 对输出功率的提升。 |
| 10 | 背景综述 | Cu/diamond 复合热管理材料 | S. Q. Jia and F. Yang. **High thermal conductive copper/diamond composites: state of the art**. *Journal of Materials Science*, 2021. | https://doi.org/10.1007/S10853-020-05443-3 | 可作为 Cu/diamond 复合材料路线综述,支撑 PDF 第 8 页金刚石铜复合热沉的技术背景。 |
| 11 | 高度同路 | Ti 涂覆金刚石颗粒 + Cu 复合 | Jianwei Li et al. **Microstructure and thermal conductivity of Cu/diamond composites with Ti-coated diamond particles produced by gas pressure infiltration**. *Journal of Alloys and Compounds*, 2015. | https://doi.org/10.1016/J.JALLCOM.2015.06.062 | 与 PDF 第 7 页 Ti 改性金刚石粉末和第 8 页 Cu/diamond 复合材料直接吻合。 |
| 12 | 高度同路 | W 磁控溅射涂覆金刚石颗粒 | Jinhao Jia et al. **Enhanced thermal conductivity in diamond/copper composites with tungsten coatings on diamond particles prepared by magnetron sputtering method**. *Materials Chemistry and Physics*, 2020. | https://doi.org/10.1016/J.MATCHEMPHYS.2020.123422 | 直接对应 PDF 的“磁控溅射 W 改性金刚石粉末”路径,是本轮最贴合第 7 页表述的论文之一。 |
| 13 | 高度同路 | Cu-Ti/diamond 气压浸渗 | Jianwei Li et al. **Optimized thermal properties in diamond particles reinforced copper-titanium matrix composites produced by gas pressure infiltration**. *Composites Part A*, 2016. | https://doi.org/10.1016/J.COMPOSITESA.2016.10.005 | 直接支撑 PDF 中“活性金属改善金刚石-金属界面、降低热阻”的机理。 |
| 14 | 高度同路 | 涂层金刚石 + 粉末冶金 Cu/diamond | Shubin Ren et al. **Effect of coating on the microstructure and thermal conductivities of diamond-Cu composites prepared by powder metallurgy**. *Composites Science and Technology*, 2011. | https://doi.org/10.1016/J.COMPSCITECH.2011.06.012 | 与 PDF 第 7-8 页“金刚石粉末改性后进入金刚石铜复合材料”的路线一致。 |
| 15 | 高度同路 | W/Mo/Cr/Ti 碳化物形成元素 | Arina V. Ukhina et al. **The Influence of the Carbide-Forming Metallic Additives (W, Mo, Cr, Ti) on the Microstructure and Thermal Conductivity of Copper-Diamond Composites**. *Journal of Composites Science*, 2023. | https://doi.org/10.3390/JCS7060219 | 与 PDF 写明的 Ti/Cu/Cr/W 改性元素高度相关,适合说明界面化合物层和热导率之间的关系。 |
| 16 | 相邻支撑 | Cu/diamond 界面工程 | Bin Xu et al. **Scalable monolayer-functionalized nanointerface for thermal conductivity enhancement in copper/diamond composite**. *Carbon*, 2021. | https://doi.org/10.1016/J.CARBON.2021.01.018 | 不同于 PDF 的金属溅射路线,但同样解决金刚石/Cu 界面热阻问题,可作为界面工程相邻路线。 |
| 17 | 相邻支撑 | Cu/diamond 热沉器件化 | Kangyong Li et al. **Diamond/Cu composites microchannel heat sink for effective thermal management of SiC power devices**. *Applied Thermal Engineering*, 2026. | https://doi.org/10.1016/J.APPLTHERMALENG.2025.129116 | 体现 Cu/diamond 从材料向功率器件热沉集成的近年方向,适合支撑 PDF 的 SiC/射频/算力模块等应用延展。 |
| 18 | 相邻支撑 | Ti/Cu 涂覆金刚石 + 成形工艺 | Lu Zhang et al. **Fabrication of Titanium and Copper-Coated Diamond/Copper Composites via Selective Laser Melting**. *Micromachines*, 2022. | https://doi.org/10.3390/MI13050724 | 与 PDF 的 Ti/Cu 涂覆金刚石粉末相近,但制备工艺为选择性激光熔化,不是 PDF 主要描述的液相烧结路径。 |
## 5. 最值得优先阅读的 8 篇
如果时间有限,建议优先读下面 8 篇,因为它们最能支撑 PDF 的具体工艺链。
1. Brown et al., 1996大面积 CVD 金刚石基板合成与后处理。
2. Salvadori et al., 1996独立金刚石膜制备。
3. Seelmann-Eggebert et al., 2001GaN 高功率器件金刚石热扩散薄膜。
4. Meyyappan et al., 1994CVD 金刚石载板 Au/Ti-W 和 Au/Cr 金属化。
5. Katz et al., 1994InP 激光器到 CVD 金刚石热沉的金属化键合。
6. Li et al., 2015Ti 涂覆金刚石颗粒 + Cu/diamond 气压浸渗。
7. Jia et al., 2020W 磁控溅射涂覆金刚石颗粒提升 Cu/diamond 热导率。
8. Ukhina et al., 2023W/Mo/Cr/Ti 等碳化物形成元素对 Cu/diamond 微结构和热导率的影响。
## 6. 可用于 PoC 材料的表述建议
可以这样表述:
> 公开文献已经证明CVD 金刚石薄膜/热扩散片、金属化金刚石载板、以及界面改性的 Cu/diamond 复合热沉,是高功率电子、光通信、激光器和功率半导体热管理中的成熟研究方向。本项目拟推进的重点不在于重新提出金刚石热管理概念,而在于面向量产封装场景,将大面积超薄金刚石膜制备、剥离和金属化工艺,与器件级焊接、薄膜电阻、通孔互联和金刚石铜复合热沉集成起来。
不建议这样表述:
> 本项目首次提出金刚石用于芯片散热或金刚石铜复合热沉。
原因:以上文献已经覆盖这些基础概念和相当多的工艺路径。更稳妥的创新表述应落在规模化、良率、厚度控制、封装集成、客户应用验证、特殊结构和成本上。
## 7. 仍需补充的内容
1. **专利检索**:本轮只整理学术论文。若用于商业 PoC 或合作评估,应补充 Google Patents、CNIPA、WIPO 检索重点看“CVD diamond heat spreader lift-off”“metallized diamond submount”“diamond copper composite sputtering coating”等关键词。
2. **全文数据核对**:部分论文可能在 ScienceDirect 或 Taylor & Francis 付费墙后。本轮核对了题名、作者、期刊和 DOI但没有逐篇下载全文。
3. **指标对比表**:如果要进入技术尽调,建议新增一张表,把 PDF 的 1600-1800 W/mK、10-150 um、600-800 W/mK、5-10 ppm/K 等指标逐项对照论文中的实测值。
4. **Samsung PoC 应用映射**:如果目标是三星电子资助计划,建议进一步把论文按应用端拆成光通信/激光器、GaN/SiC 功率器件、数据中心、RF 模块、先进封装五类。
## 8. 本轮核验边界
- 已读取本地 PDF 正文并抽取 10 页内容。
- 已通过 Google Scholar 查询返回的标题判断论文方向。
- 已用 DOI/Crossref 查询核对核心论文的题名、作者、年份和期刊。
- 未声称完成系统性综述;本文件是“相同或类似技术路线”的第一版论文地图。
- 未改动原始 PDF。

View File

@@ -0,0 +1,382 @@
# Diamond as the heat spreader for the thermal dissipation of GaN-based electronic devices
Liwen Sang
To cite this article: Liwen Sang (2021) Diamond as the heat spreader for the thermal dissipation of GaN-based electronic devices, Functional Diamond, 1:1, 174-188, DOI: 10.1080/26941112.2021.1980356
To link to this article: https://doi.org/10.1080/26941112.2021.1980356
![](images/091588d5a367d5de2e5d667682f3a64f8accc02ae7a155051e39bbea750840d6.jpg)
![](images/e500f787007e33a5dfac9f2f520f05e3a3cb0bc3d48216361d848a98fb49f5d5.jpg)
![](images/4157837989f5709dde5a42b00e1db0c7262982b89b1d98c2db996112962635df.jpg)
![](images/12a84b5342af08ca08f805683eee0a3e0f9e949c7b5ee18a6337ecf3852977e8.jpg)
![](images/977e6c88ccca94e35e1b33e98bdab5d006454147dcd3faecd210b023c4715886.jpg)
![](images/740d21a21626750bdf408e923f7e312fb93ae36907f4358883cfcfdece817dde.jpg)
![](images/f9a62662ddfdba4b7dc7293d2a7ab8de11f4587072b0722af0cd266f24178d82.jpg)
© 2021 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group, on behalf of Zhengzhou Research Institute for Abrasives & Grinding Co., Ltd.
Published online: 15 Oct 2021.
Submit your article to this journal
Article views: 13833
View related articles
View Crossmark data
Citing articles: 63 View citing articles
Review
OPEN ACCESS
C Check for updates
# Diamond as the heat spreader for the thermal dissipation of GaN-based electronic devices
Liwen Sanga,b
a International Center for Materials Nanoarchitectonics (MANA ), National Institute for Materials Science (NIM S), Tsukuba, Ibaraki, Japan; bJST-PRESTO , The Japan Science and Technology Agency, Tokyo, Japan
# ABSTRACT
With the increasing power density and reduced size of the GaN-based electronic power converters, the heat dissipation in the devices becomes the key issue toward the real applications. Diamond, with the highest thermal conductivity among all the natural materials, is of the interest for integration with GaN to dissipate the generated heat from the channel of the AlGaN/ GaN high electron mobility transistors (HEMTs). Current techniques involve three strategies to fabricate the GaN-on-diamond wafers: bonding of GaN with diamond, epitaxial growth of diamond on GaN, and epitaxial growth of GaN on diamond. As a result of the large lattice mismatch and thermal mismatch, the integration of GaN-on-diamond wafer is suffered from stress, bow, crack, rough interfaces, and large thermal boundary resistance. The interfaces with transition or buffer layers impede the heat flow from the device channel and greatly influence the device performance. In this review, we summarize the three different techniques to achieve the GaN-on-diamond wafers for the fabrication of AlGaN/GaN HEMTs. The problems and challenges of each method are discussed. In addition, the effective thermal boundary resistance between GaN and diamond, which characterizes the heat concentration, is analyzed with regard to different integration and measurement methods.
# ARTICLE HISTORY
Received 13 June 2021
Accepted 26 August 2021
# KEYWORDS
Semiconductor;
Heat-related
# 1. Introduction
Benefitted from the high breakdown voltages (10 times higher than Si), high switching speed (over GHz), compact size, and tunable electronic architecture [17], III-V nitride semiconductor is becoming one of the best candidates for high-power electronics to enable the increasing power density and high conversion efficiency. The commercialized AlGaN/GaN high electron mobility transistors (HEMTs) have led to the entry into the mediumpower market, and play a central role for the RF and millimeter-wave applications [811]. In the applications of 5 G communications, radar, and electronic warfare, the HEMTs devices can offer more than 10 times higher power density than the existing Si technologies [12]. This giant power induces a huge amount of heat in the chip area, creating localized hot spots with fluxes above 10 kW/cm2 and package-level volumetric heat generation that can exceed 100 W/cm3. The high-level power dissipation results in the challenges using conventional approaches for the thermal management. With the increased power density, self-heating inside the devices becomes an essential issue that accelerates the failure and poor reliability in the real application. Thermal
dissipation through conventionally used approaches is no longer adequate. To achieve the effective thermal dissipation, the heat spreader with a much higher thermal conductivity is required.
The current GaN wafers are typically grown on sapphie, silicon (Si), silicon carbide (SiC), or free-standing GaN substrates, whose thermal conductivities are 35, 150, 400, and 280 W/mK, respectively [1315], which are far from the requirements. The ideal heat spreader would be a substrate that is both highly thermally conductive and electrically insulating. Diamond, with the thermal conductivity up to 2400 W/mK at room temperature for the single crystals, and approaching 2000 W/ mK for the polycrystals, is the best candidate as a heat spreader for GaN power transistors [1619]. Early simulations and modelling showed that the passive thermal extraction by direct contact with diamond could dramatically reduce junction temperatures by 25-50% [20 23]. However, as shown in Table 1, diamond and GaN exhibit widely mismatched properties, such as the crystalline structures, lattice constants and thermal expansion coefficients (TEC), making them challenging as bonded or growth pairs [2428].
Over the past twenty years, a variety of methods have been developed to utilize diamond as the heat spreader for AlGaN/GaN power transistors. The developed wafer is therefore called “GaN-on-diamond wafer”. The approaches are summarized in Figure 1, which include: (1) bonding of diamond to GaN wafers or directly to the HEMT devices with/without an adhesion layer, (2) GaN epitaxial growth on single-crystal or poly-crystal diamond substrate, then fabrication of HEMT devices, and (3) nanocrystalline or poly-crystalline diamond growth on the frontside or backside of GaN or the HEMTs devices. For the three approaches, the thermal resistance
Table 1.T he lattice constant and thermal expansion coefficient of GaN, sapphire, Si and diamond at room temperature.
<table><tr><td>Substrate</td><td>GaN (a-axis)</td><td>Sapphire</td><td>Si</td><td>Diamond</td></tr><tr><td>Lattice constant (Å)</td><td>3.189</td><td>4.758</td><td>5.420</td><td>3.567</td></tr><tr><td>TEC (×10-6K-1)</td><td>5.6</td><td>4.5-5.8</td><td>2.6</td><td>~1.1</td></tr></table>
at the GaN/diamond, which is referred to the “effective thermal boundary resistance $( T B R _ { e f f } ) ^ { 3 }$ ”, is one of the factors that significantly increases the overall temperatures during device operation. Therefore, the optimizations on the integration technique and interface property are important. In this review, the state-of-the-art development on the GaN-on-diamond wafer and the modified fabrication process for HEMTs with regard to different integration methods will be presented. The strategies to improve the interfaces and reduce the $T B R _ { e f f }$ will be summarized and discussed. The device performances will be further shown with respect to different methods.
# 2. Integration of the diamond to GaN or HEMTs through bonding technique
The concept of harvesting the III-V epitaxial layers from one substrate and thermally bonding them to another
![](images/b06ca0f4103825a09fcc534d1664d5353b720cbf178e159d2b7f8bbef425efb2.jpg)
![](images/45ea2504a2588ba9cc4656d054853ecd4fb0c6cb802ab6ba010057ded1a97a34.jpg)
(a) Top:GaN wafer bonding to diamond then fabricate HEMT devices; Bottom:HEMTsdevices directly bondingto diamond substrate
(b HEMT devices epitaxial grown on diamond substrate
![](images/6c6cea8e3d8fb10dec6aa4a60c96f87b9d29a7263793b9e124d3d7c4b3f8109b.jpg)
(c) Top:Diamond grown on the top of HEMTs devices; Bottom:Diamond epitaxially grown on HEMTwafers
Figure 1. Fabrication of the GaN-on-diamond wafer for the HEMT devices. S: source, D: Drain, G: gate.
substrate was proposed in the 1990s [29,30]. In 1997, Kelly et al. firstly demonstrated the lift-off of GaN film from sapphire substrate by illuminating the interface with a pulsed laser [31], which enabled the development of the GaN bonding technology. With the development of GaN-on-Si technology [32,33], the bonding process of GaN or HEMTs wafer became much easier due to the easy removal of the Si substrate. The advantage for the GaN bonding to diamond is that the crystal quality of both GaN and diamond can be guaranteed after the bonding.
The formation of GaN-on-diamond wafer started with GaN or AlGaN/GaN HEMT epitaxial layers grown on a silicon substrate [34]. Other substrates, such as sapphire, silicon carbide, or aluminum nitride may also be used. In order to preserve the orientation of the epilayers, which is required to fabricate HEMTs on this structure, the epilayer was transferred twice (Figure 1 (a) top). The GaN-epilayer structure was firstly bonded to another sacrificial carrier. The growth substrate was then removed using either a wet chemical or dry etching process that is selective to GaN, leaving GaN epilayers flipped. An atomically flat dielectric layer was then deposited to bond with the diamond. The sacrificial carrier wafer was finally removed, leaving a composite wafer in which the GaN epilayers were attached to the diamond substrate. In this case, diamond was bonded to the N-polar HEMT devices. This process maintains the growth direction and the orientation of the built-in polarization fields of the GaN HEMTs for the realization of the 2D electron gas (2DEG). However, due to the bowing of the wafer, the optical lithography was unavailable for the process while an electron beam lithography was utilized for the device fabrication. Silicon nitride (SiN ), with a low thermal conductivity, was the typical adhesive dielectric layer, the heat barrier therefore was mainly located at the interface between GaN and diamond.
Since the GaN used in this process can be grown on Si substrate, in principle, this process can be scaled to wafers of any size. But the wafer bow and wafer cracks resulted from different stresses during the formation of GaN-on-diamond wafer greatly limit the wafer size. Except for the lattice mismatch between the film and substrate, the thermal stress is also a well-known challenge. The thermal stresses arise due to the thermomechanical properties of the layers in the stack [35], the differences in the thermal expansion coefficients. The stresses bowed and/or warped the wafers as they cooled down from the process temperature to room temperature. By 2007, this process was improved and the 2-inch diameter GaN-on-diamond wafer was produced. In 2009, Francis et al. published the first demonstration of a 4-inch GaN-on-diamond wafer, as shown in Figure 2 [34, 36]. The interface between GaN and diamond through the adhesive layer was characterized by the acoustic properties using picosecond laser-ultrasonic probing. The measurement indicated a good adhesion
of the interlayer to both GaN and diamond. The GaNon-diamond wafer technology has been demonstrated with 80 to 100 µm thick diamond substrates, which are mechanically stronger and flatter than that of the thin wafers. The developed GaN-on-diamond substrates were then utilized for the fabrication of devices, which demonstrated transition frequencies up to 85 GHz [37]. A comparison of device performances between GaNon-silicon and GaN-on-diamond was reported, which confirmed that the bonding process could avoid the damage to the active region of HEMTs [38]. The fabricated GaN HEMT-on-diamond transistor had a power density of 2.79 W/mm at 10 GHz. The device on SiC had a number of dimensional variables in its favor and demonstrated twice the thermal resistance of that on GaN-on-diamond. By using GaN-on-diamond as opposed to GaN-on-SiC, the operating junction temperature was reduced by 40-45% (Figure 3), and the thermal improvement has tripled the areal RF power density from a GaN transistor. However, the relatively low current densities in the GaN-on-diamond devices limited the output power compared to the devices on
![](images/3e87cf3ff819153b54dade3fb3732d4bfde9e53faebb0ec92fe7104d3773b55c.jpg)
Figure 2. Photograph of a 4-inch GaN-on-diamond wafer [34].
![](images/0f8fc05dbcbf8b3b61d9e168a8849a268af1e2db2bf9203a375b3c2bd1b6141b.jpg)
Figure 3.T he operating temperature of the GaN-on-diamond and GaN-on-SiC HEMT s [38].
GaN-on-SiC (Figure 4), which may be attributed to the trapping effects rather than the heating effect.
To avoid the heat barriers caused by the adhesive dielectric layer, the direct bonding without adhesive agent was developed. J. C. Kim et  al. used a spark plasma sintering process at $1 0 0 0 ^ { \circ } \mathrm { C }$ with a uniaxial pressure to fabricate the GaN-on-diamond wafers [39]. The highresolution transmission electron microscopy (HRTEM) confirmed the formation of GaN on diamond via the chemical bonding. Unfortunately, the localized hot molten zones of interlayer were observed during the spark plasma environment, bringing out the difficulty using this method.
The high temperature process in the bonding approaches leads to the considerable stress and the wafer bowing due to the large mismatch of TEC. Besides, the high temperature process may also induce chemistry modification and damages of the bonded structure. To overcome these issues, a low temperature bonding technique was developed. The low temperature wafer bonding is successful in various applications such as the fabrication of silicon-on-insulator (SOI), heterogeneous integration, and advanced packaging at temperature below $4 0 0 ^ { \circ } \mathrm { C }$ [40,41]. One approach at room temperature is to employ the surface activated bonding machine, in which the Ar ion beam at high power was used to active both the surfaces and a Si nano-layer was sputtering deposited as the adhesion layer [42]. After the surface preparations, the two samples were bonded at room temperature by contact and press. But due to the highpower Ar ion deposition, an amorphous diamond layer was formed between diamond and the deposited Si as well as between the deposited Si and GaN, as shown in Figure 5 (a) and (b) by HR-TEM [43]. To experimentally obtain the $T B R _ { e f f }$ between GaN and diamond, the time-domain thermoreflectance (TDTR) was utilized, which is a pump-probe technique that can measure thermal properties of the nanostructures and epitaxial films. The $T B R _ { e f f }$ between GaN and diamond using surfaceactivated bonding (SAB) was estimated to be 18m2 K/GW,
corresponding to a thermal boundary conductance (TBC) of 53 MW/m2 K. When the thickness of Si was reduced to 4 nm (Figure 5 (c) and (d)), the $T B R _ { e f f }$ was further reduced to 10 m2 K/GW. However, it is noted that, the yield of the direct bonding using the above methods for the formation of GaN-on-diamond is still low for the larger wafer diameters due to the challenge of uniform polishing of the GaN layer and the bonding process. Mu et  al. reported on the 1 cm × 1 cm sized polycrystalline diamond bonded to the GaN/sapphire [42]. Cheng et al. utilized the single-crystalline diamond substrate for the surface activated bonding to GaN and the size was even smaller [43].
The success of the low-temperature bonding of GaN to diamond enables the device transfer to the diamond technique. The device transfer has the direct advantage of utilizing the standard high yield GaN HEMT process. Chao et al. reported the GaN-on-SiC HEMTs devices transfer to the polycrystalline chemical vapor deposition (CVD) diamond substrate with a maximum drain current density of 1.2 A/mm and peak transconductance of 390 mS/mm [44]. In this approach, a thin layer of Si-based adhesion was utilized and the bonding process was at the temperature of $1 5 0 ^ { \circ } \mathrm { C }$ It was confirmed that the GaN HEMT-on-diamond maintained lower channel temperatures than the original GaN HEMT-on-SiC while delivering 3.6 times higher RF power within the same active area. In 2017, Liu et al. firstly achieved the 3-inch GaN-on-diamond HEMTs device transferred to the diamond substrate at the bonding temperature of $1 8 0 ^ { \circ } \mathrm { C }$ [45]. The 3-inch device wafer was coated with a thermosetting adhesive layer, then bonded face-down onto a 3-inch SiC temporary carrier wafer. A bonding adhesion layer with a thickness of 15-20 nm was deposited onto the exposed GaN as well as on the 3-inch polycrystalline diamond substrate. For a GaN HEMT at the power dissipation of 10 W/mm, the peak junction temperature of the device was decreased from 241 °C to191 °C after transferring to the diamond substrate. A maximum current density of 1 A/mm and a power
![](images/62cac01ec90d6ca7c3343b1a77d4c52c271e31c9f1668373a8b30533458596ac.jpg)
Figure 4. Electrical characteristics. (a) I-V characteristics for GaN-on-diamond (solid) and GaN-on-SiC HEMT devices (hollow). (b) output power measured at 10 GHz CW and $V _ { \mathrm { D C } } = 2 0$ Vfor for GaN-on-diamond (solid) and GaN-on-SiC HEMT devices (hollow) [38].
![](images/c8d6fc9b6e1ef883119274b811b48640d4f7f7d9608e41efa4f5129cc5e2a588.jpg)
![](images/b1081387a29394148c750a0733c221692cdfa1fdc655a8bb302d5bb0408c6333.jpg)
![](images/24fb5f5833360360e2bb386285e4acd700b5a5cdbff648575c2d1bcf9b951418.jpg)
![](images/573b98dde20909bd6c6b152336e810349c2d72f3eee2f542d7394ea0a8c76578.jpg)
Figure 5. (a) Cross-sectional HR-TEM images and (b) high-angle annular dark field scanning TEM images of the GaN/diamond interfaces using SAB bonding. (c) and (d) are for the sample with the improved interfaces [43].
density of 5.5 W/mm CW at 10 GHz with the power added efficiency (PAE) of 50.5% were achieved (Figure 6). By using a finite-element analysis, the $T B R _ { e f f } 0 \mathrm { f } 1 9 \mathrm { m } ^ { 2 } \mathrm { K } / \mathrm { G W }$ was obtained in the GaN-on-SiC device, while the $T B R _ { e f f }$ in the GaN-on-diamond was estimated to be 51 m2 K/GW. Further optimization on the thermal conductivity of the adhesion layer, thickness and bonding process is still needed.
# 3. Gan epitaxially grown on the diamond substrate
Another method to achieve the GaN-on-diamond is to grow the GaN and HEMT structures on the diamond substrate. The epitaxial growth is challenging due to the large lattice mismatch and thermal mismatch between GaN and diamond, as shown in Table 1. The lattice mismatch between GaN and diamond is 11.8% [4649]. The thermal mismatch with different TECs also induces a high tensile strain in the epilayer during the cooling down of the sample after growth. There are a lot of efforts in the GaN deposited on different types of diamond substrates, such as single crystal diamond (SCD) with (110), (111) or (100) orientations, nano-crystalline diamond,
polycrystalline diamond, or the highly misoriented diamond substrate [4963]. The growth methods include metal organic chemical vapor deposition (MOCVD), molecular beam epitaxial (MBE), HVPE and resonance plasma enhanced MOCVD (ECR-MOCVD) [4959].
The first trial of GaN deposition on the SCD substrate is in 2003. Since the GaN with the device quality can be deposited on sapphire substrates using a buffer layer, in spite of the lattice mismatch of nearly 16.1%, researchers also utilized an AlN nucleation layer to deposit GaN on the type IIa (110) SCD substrate by MOCVD [49]. However, the closely packed GaN grains instead of the smooth surface were observed on the surface. X-ray diffraction (XRD) showed the GaN layer was polycrystalline and hexagonal, with c-plane orientation perpendicular to the substrate. As a result of the carbon incorporation originating from the substrate, a very poor optical quality was determined by photoluminescence.
In 2003, the epitaxial growth of AlN layer on diamond (100) substrate was improved by plasma-induced MBE [50]. The silicon-doped n-type AlN film on the natural boron-doped p-type diamond substrate formed a hetero-bipolar diode with good rectifying properties and
![](images/6f519b9b445626ae9ce60fb965f94c944f54fc08c6ab564fd40196a84a1370c2.jpg)
(a)
![](images/15683dec27e26e5710f92c1ce9b7c57b2524500ed7b38651334d7f7f0feb65af.jpg)
(b)
![](images/e0073cedf3e9d4121d8fb302a95c4833d00d7e3ca6eef53ae5b41e8ecad3e4e8.jpg)
(c
![](images/ea761b7cc02b2421365fd68f3986dd459a356f5ca0738790ebc2b7be983df1c6.jpg)
(d
Figure 6. (a) A 3-inch GaN-on-diamond wafer by substrate transfer process, (b) SEM image of air bridge of a multi-finger device. Pulsed (c) and DC (d) I-V characteristics of GaN HEMT before (dashed lines) and after (solid lines) substrate transfer.
surprisingly efficient light emission in the spectral range from 2.7 to 4.8 eV under forward bias. The AlN was wurtzite with the [0001] direction on the diamond. However, the quality of the GaN was still unacceptable on the diamond (100) substrate. The XRD pole figure analysis established the presence of the two domains of epitaxial layer, namely (0001)<10-10 > GaN//(001)[110] diamond and (0001)<10-10 > GaN//(001)[1-10] diamond, which were 90° rotated with respect to each other [51]. The presence of these domains was explained by the occurrence of areas of (2 × 1) and (1 × 2) surface reconstruction of the diamond substrate. When applying highly misoriented diamond substrates toward the [110] diamond direction, one of the growth domains was suppressed and the crystalline quality of GaN was improved. However, the surface of the GaN was still rough and could not be utilized for the HEMT devices.
The quality of the GaN was improved when the SCD (111) substrate was utilized. In 2009, Dussaigne et  al. reported the GaN grown on (111) SCD substrate by ammonia-source molecular beam epitaxy (NH -MBE) using an AlN buffer layer [52]. The reflectance high
energy electron diffraction (RHEED) pattern demonstrated the good quality and smooth surface. The wurtzite-structured GaN grown on (111) diamond was with [0001] crystallographic direction. The root mean square roughness from atomic force microscopy (AFM) was 1.3 nm, while the surface was still with the grain boundary morphology. In addition, the cracks were observed for the 1 µm-thick GaN layer. The full-width at half maximum (FWHM) of the XRD rocking curve around (002)-plane was 1500 arcsec. For the GaN grown on the (111) orientated SCD substrate, the films has an in-plane epitaxial relationship [10-10] GaN//[110] diamond. The pre-treatments of the diamond surface were helpful to eliminate the formation of the amorphous layer or the inversion domains [53]. In 2010, Dussaigne et al. used a strain engineered interlayer to improve the surface morphology of the GaN grown on the (111) SCD substrate by MBE using ammonia as nitrogen source [54]. This strain engineered interlayer composed of a sequence of 200-nm-thick AlN layer and 200 nm-thick GaN layer. The rms of the 800 nm-thick GaN epitaxial layer was reduced to 0.6 nm, and no cracks were observed on the
surface. The mobility of the 2DEG was improved to be 750 cm2 /Vs with the sheet carrier density of 1.4 × $1 0 ^ { 1 3 } \mathrm { c m } ^ { - 2 }$ from the AlGaN/GaN heterojunction, as shown in Figure 7. For the HEMT devices, the 200 nm gate length devices showed 0.73 A/mm maximum drain current
![](images/93cb0858db06abfe3df4a051f6f4dc8c674b857a0f1a52ab26ef58d63214d643.jpg)
![](images/706064e09ef7eb27ff2ba1fec5d716da36ef90a804d25ec799e40dd6684e161f.jpg)
Figure 7.T emperature dependent Hall effect measurements: (a) experimental data (opened squares) together with calculated electron mobility considering different limiting factors (blue dashed/dotted lines) and (b) sheet carrier density [54].
density and $f _ { T }$ and $f _ { m a x }$ cut-off frequency of 21 and 42 GHz [55].
The progress of GaN grown on the SCD (111) substrates was also achieved by the NTT Basic Research Laboratories. In 2011, Hirama et  al. reported the AlGaN/GaN HEMTs with a low thermal resistance grown on SCD (111) substrate by using MOCVD [56]. Benefitting from a high temperature cleaning process at $1 2 0 0 ^ { \circ } \mathrm { C }$ in the hydrogen ambient, the formation of the amorphous interfacial layer was prevented on the diamond substrate, which was a crucial process to obtain the atomically abrupt AlN/diamond heterointerface [57]. After the thermal cleaning, a 180 nm-thick AlN buffer was grown, followed by 20-period AlN/GaN multilayers, then the AlGaN/GaN heterostructure was grown with the GaN thickness of 600 nm. Although the surface morphology did not show atomic steps, the metal-polar was confirmed for the structure using convergent beam electron diffraction in this study. The two-dimensional electron gas (2DEG) was successfully achieved, with the sheet carrier density of $1 . 0 \times 1 0 ^ { 1 3 } \mathrm { c m } ^ { - 2 }$ and mobility of 730 cm2 /Vs. The AlGaN/GaN HEMTs with a 3 µm-gate length showed the maximum drain current of 220 mA/mm, cut-off frequency of 3 GHz and maximum frequency of oscillation of 7 GHz. The thermal resistance between HEMT and diamond is 4.1 K mm/W, as shown in Figure 8. The 0.4 µm-gate-length HEMT showed a dc drain-current density of 770 mA/ mm and breakdown voltage of 165 V [58]. The RF power density of 2.13 W/mm was obtained (Figure 9). This is the first report on the RF power operation of the AlGaN/GaN HEMTs epitaxially grown on the diamond substrate.
The nano-crystalline and poly-crystalline diamond were also proposed as the template for the epitaxial growth of GaN to achieve the effective thermal
![](images/99dd3ce9afde8dd08ef3ab7c49df471147d70305525eb3be0357e5f12fa62b8e.jpg)
![](images/7edb135fe7affbfc54ba865b62d14699bd6fa41dbcf9cc44da8c97e9f7803ffa.jpg)
Figure 8. (a) Setup for measuring the temperature distributions from the side of the AlGaN/GaN HEMT s on the diamond or SiC substrates. Temperature distribution of the AlGaN/GaN HEMT s on (b) diamond and (c) SiC substrates at a dissipated power of 2W (3.2W/mm). (d) Dissipated power dependence of device temperature for AlGaN/GaN HEMT s on the diamond and SiC substrates. Closed and open squares indicate the temperatures for diamond and SiC substrates, respectively [56].
![](images/1856916dd3da01ffd0d119199e144c9bfa50532a2cf16a83af5647fdb9b20bc7.jpg)
Figure 9. RF large-signal characteristics of an AlGaN/GaN HEMT at 1 GHz [58].
dissipation [6063]. The diamond was firstly deposited on the silicon substrate, therefore, there is no limitation in the substrate size. A low-temperature buffer layer is typically utilized before the deposition of GaN films. Unfortunately, the GaN layer was not pure wurtzite structure and the polycrystalline form was typically observed [6062]. Recently, an epitaxial lateral overgrowth (ELO) of single-crystalline thick GaN films were reported on the polycrystalline diamond [63]. The polycrystalline diamond was deposited on the GaN/Si wafers using hot filament CVD. The GaN was grown on the window region between the diamond stripes. A lower pressure, higher V/III ratio, higher temperature, and GaN window mask openings along [11̅00] resulted in enhanced lateral growth of GaN. Complete lateral coverage and coalescence of GaN were achieved over a [11̅00]-oriented 5 μm-wide GaN window between 5 μm diamond stripes. The advantage of the ELO growth is no interlayer formation between diamond and GaN, which will be promising for the effective thermal dissipation. However, there is no device demonstration or the $T B R _ { e f f }$ results from this technique.
The interface thermal property was analyzed for the HEMT device epitaxially grown on the SCD substrate by N-plasma MBE [64]. A transient interferometric method, in combination with a three-dimensional model, was used to describe a pulsed operation of a transistor-like heater, and a micro-Raman technique was used in a steady state. The thermal conductivity of the diamond was found to be 2200 W/mK, and a relatively lower $T B R _ { e f f } \mathrm { o f } < 1 0 \mathrm { m } ^ { 2 } \mathrm { K } / \mathrm { G W }$ was achieved. The temperature increase in the device was saturated after 1 µs from the start of the heat dissipation and the normalized device thermal resistance of about 3.5 K mm/W was achieved.
# 4. Diamond epitaxially grown on GaN wafers
The uniqueness of the direct CVD diamond growth on GaN is that the diamond can be deposited as close as possible to the Joule heating location of the HEMTs. This approach is highly effective for the thermal dissipation of HEMTs. However, there are three limitations that restrict this technique. First, the presence of hydrogen during the growth of CVD diamond requires a dielectric layer such as $\mathrm { S i N _ { x } }$ utilized to protect GaN layer, contributing to the large $T B R _ { e f f }$ for the devices [65]. Second, the diamond nucleating layer begins with many small grains, resulting in a poor thermal conductivity [66]. Third, to avoid the degradation of the GaN, low temperature deposition is needed. However, it has been shown that lowering temperature below $6 0 0 ^ { \circ } \mathrm { C }$ using conventional $\mathrm { H } _ { 2 } / \mathrm { C H } _ { 4 }$ based growth results in the growth of the poor-quality diamond [67]. In addition, the stress is another unavoidable problem. In general, diamond will only nucleate on the carbide forming materials like many refractory metals or Si and will not outgrow in the single crystal phase even on cubic substrates (except for growth on Ir [68]). There is no report on the SCD deposited on GaN, as an alternative, the nano-crystalline or polycrystalline diamond were fabricated [36, 69].
The first attempt to deposit diamond films onto hexagonal GaN was by the group of Oba and Sugino [46, 70], who deposited diamond on (0001)-oriented GaN films using microwave plasma CVD. To prevent the etching to the GaN surface, a carburiziation was conducted. The growth of oriented, heteroepitaxial isolated diamond crystals on the GaN surface was achieved, but the crystals did not coalesce into a continuous film due to the low nucleation density. In 2006, May et al. reported the growth of continuous layers of diamond on GaN using a hot filament CVD technique [67]. They found that there was a competition between the rate of diamond deposition and the rate of GaN decomposition, which determined whether net deposition or etching occurred. When the temperature was higher than $6 0 0 ^ { \circ } \mathrm { C } .$ , the GaN decomposed, evolving gaseous $\mathrm { N } _ { 2 }$ which created pinholes in the growing diamond layer or caused it to delaminate. Lowering the substrate temperature below $6 0 0 ^ { \circ } \mathrm { C }$ resulted in a prohibitively low growth rate and poor-quality diamond.
The earliest pieces of diamond-on-GaN wafer were obtained by growing the poly-crystalline diamond on a dielectric-coated Ga-face GaN-on-Si wafer, then the Si was etched away, leaving behind an N-face GaN-ondiamond wafer [71]. The thickness of the CVD poly-crystalline diamond was 25 µm. By 2006, the Ga-face GaN-on-diamond HEMT was obtained. In this process, firstly the GaN-on-Si epitaxy was bonded onto a temporary Si carrier, then the host Si substrate was etched away, followed by the deposition of a 50 nm-thick
dielectric (such as SiN ) onto the exposed rear of the GaN. The polycrystalline diamond was finally deposited onto the dielectric for the GaN-on-diamond HEMT devices by using a hot filament CVD process. The wafer size at that time was over 10 × 10 mm2 area, and the epi-surface exhibited countless particulates that obstructed device processing. The electrical current collapse for the first HEMT on diamond was observed. In 2012, the thickness of the polycrystalline diamond was increased to 100 µm [72], and the device performance was further improved [73]. Over 7 W/mm output power density at 10 GHz was reported, along with the peak PAE over 46% and power gain over 11 dB at 40 V.
In the above process of diamond deposited on GaN, the residual stress was propagated into the GaN layer and caused local defects and uneven bonding of the wafer after the carrier wafer was removed, leading to the wafer bow and warp. The interaction between the intrinsic stress and the built-in stress in the GaN affected the electrical behavior of the device. The effects of the increased stress represent a significant reliability concern for the device, especially when considering the function and life time of the device [43, 7478]. Jia et al. utilized a double-sided diamond deposition technique to reduce the stress problems [79]. A tensile stress of 0.5 GPa was obtained in the GaN layer of the GaN-ondiamond structure, and the crystal quality of the GaN
was observed to not change significantly after the wafer transfer process. A seamless interface with a 10 nm SiC and a thin Al-SiN intermediate interfacial layer were observed, which facilitated the adhesion between the GaN and the heat dissipation diamond layer. However, the interfacial layer may lead to a high $T B R _ { e f f }$ Zhou et al. investigated the interface thermal property of GaN and polycrystalline diamond with SiN and AlN barrier layers as well as without any barrier layer [80,81] (Figure 10). The $T B R _ { e f f }$ was estimated by TDTR method with a 100 nm-thick Au as the transducer layer, which had a value of 6.5 m2 K/GW when an ultrathin SiN barrier layers were utilized. The direct growth of diamond onto GaN results in one to two orders of magnitude higher $T B R _ { e f f }$ due to the formation of a rough interface. AlN barrier layers can produce a $T B R _ { e f f }$ as low as that with SiN barrier layers in some cases. However, the $T B R _ { e f f }$ is rather dependent on growth conditions. A decreasing diamond thermal resistance with increasing growth temperature was also observed. To compensate the thermal stress between GaN and diamond during the epitaxial growth, Cuenca and Smith proposed a membrane-based technology [35, 82]. From their analysis based on the analytical models, the bow for a membrane structure with small sizes were underestimated and the bow could be reduced if the membrane was pre-stressed to become flat at CVD temperatures. The
![](images/4b32118c9f9b167244f6aca063613a6802495879bfc41ae6ccf2d54a18559ccd.jpg)
![](images/ff85e4914f3de9918115ff7fbacab8070c363316c61848bda6cd578b22924183.jpg)
![](images/a2675e55e3532c2f872af65c2c54f89dcbc6e813032aa600f6844ea1bd3c61e7.jpg)
![](images/b5f7c08166913666cf43c532b75c9e43a3f250caf67df275f829dbd41099a2d8.jpg)
Figure 10. (a) sample structure and thermoreflectance measurement scheme. (b) Thermoreflectance signal as as function of time of GaN-on-diamond samples with different barrier layer. Lines represent the experimental value and dots represent an analytical model fitted to the experimental values. (c) Unnormalized and (b) normalized sensitivity curves for the GaN-SiN-diamond samples, with the sensitivity of △R/R corresponding to ±10% change in each input parameter in the model. The laser heating pulse stops at 10 ns [80].
sample was from the GaN-on-Si. The Si substrate was selectively removed, and the windows were formed for the polycrystalline diamond deposition using microwave plasma CVD. The diamond was grown on the
![](images/284d83b9cdaa16546020766e07dc725462a4ed0fd9b05f55e71f85b7ea515c99.jpg)
(a)
![](images/293d004b175b1dbeb430847f7ac199527a6eae708c040370eb2e36598192f515.jpg)
(b)
Figure 11. (a) The NC D growth was conformal across MESA edges and (b) no cracking or blistering of the growth NC D films even for films as thick as 6.2 µm.
etched exposed N-polar AlN epitaxial nucleation layers. The high-quality diamond/voi-free AlN interfaces were confirmed from microstructure analysis. This approach is the important demonstration to solve the thermal stress issue during the epitaxial growth of diamond heat spreader on the GaN-based materials and devices.
The nanocrystalline diamond (NCD) films deposited on the fabricated InAlN/GaN HEMTs devices were reported in 2011 by Alomari et al. [83] (Figure 11). The thermally stable contacts were prepared by depositing a Ta diffusion barrier on the Cu contacts. Then the HEMTs structure were passivated with a thin Si based interlayer (containing the passivated layer and Si-nucleation layer). The NCD nucleation and growth steps were conducted in a hot filament CVD chamber at $7 5 0 \mathrm { - } 7 7 0 ^ { \circ } \mathrm { C } .$ A nucleation density of about $3 \times 1 0 ^ { 1 0 }$ nuclei/cm2 was achieved. The average grain size on the top was around 120 nm in diameter. Raman spectroscopy indicated a dominant diamond peak as the main constituent while the presence of the graphitic phase at the grain boundaries. No degradation or change in the HEMT DC characteristics was observed despite the high temperature of the diamond overgrowth process. Tadjer et  al. reported the NCDcapped HEMTs exhibited approximately 20% lower device temperature from 0.5 to 9 W/mm dc power device operation [84]. NCD-capped HEMTs exhibited the improved carrier density and sheet resistance, but the on-state resistance and the breakdown behaviors were degraded, as shown in Figure 12. The selective growth of the NCD was reported by Ahmed et  al. [65] on the AlGaN/GaN wafer by hot filament CVD. A thin layer of $\mathrm { S i N _ { x } }$ by plasma enhanced CVD, deposited prior to seeding and diamond deposition, was found to be essential to protect the AlGaN/GaN wafer. A methane concentration of 3.0% was used to increase the diamond growth rate and faster surface coverage. Excellent selectively and minimal surface damage to AlGaN were achieved. The
![](images/089a1bb14ee20bcfedd111e45b3c1d05c991429a1c3fc8bdefed9dcccfdc7455.jpg)
![](images/b1dd73c8b83eaa3546761d3910ae1f594b319b1d18ed64febb1f287068afdc2b.jpg)
Figure 12. (a) Non-confocal Raman thermography profile of the device channel temperature of AlGaN/GaN HEMT s with and without NC D heat spreading. (b)Temperature-depth confocal Raman profile of the HEMT structures under dc bias. (c) Confocal Raman Si TO peak intensity depth profile showing the GaN/Si interface [84].
dual side deposition of the NCD was also reported with a AlN as the dielectric layer [85].
The interface thermal properties between GaN and NCD diamond were improved by Smith et al. using a two-step mixed-seeding method [86]. It was found that the mixture of microdiamond and nanodiamond seeding led to a low $T B R _ { e f f }$ While the diamond directly grown onto GaN was proved to be unsuccessful due to the poor adhesion. The two-step mixed-seeding method gave $T B R _ { e f f }$ values lower than 6 m2 K/GW, 30 times smaller than those of films using nanodiamond seeding alone. Such remarkably low thermal barriers obtained with the mixed-seeding process of microdiamond and nanodiamond offer a promising route for the fabrication of high-power GaN HEMTs using diamond as a heat spreader.
The double-side diamond integration to the HEMTs devices were also developed to improve the heat dissipation. In 2019, Fujitsu Limited and Fujitsu Laboratories Ltd. deposited diamond films on the front surface of the HEMT device. They also bonded the SCD on the back side of HEMTs using SiC interlayer, as shown in Figure 13 [89]. The nanodiamond films were grown at a temperature of $6 5 0 ^ { \circ } \mathrm { C }$ without degrading the transistors performance. With the NCD layer on the front side, the amount of heat generated during HEMT operation was reduced by approximately 40% compared to that without the diamond film, and the temperature can be lowered by $1 0 0 ^ { \circ } \mathrm { C }$ or more. By combining the heat dissipation from the back side of the GaN HEMT with SCD substrate, the operating temperature is expected to be reduced by approximately 77%.
# 5. Interface thermal property between GaN and diamond
Thermal boundary resistance is an essential concern for GaN-on-diamond transistors especially when they are operating at high-power densities. According to the diffuse mismatch model (DMM), the theoretical limits of $T B R _ { \mathrm { e f f } }$ between GaN and diamond is 3 m2 K/GW [88]. However, the measured values are far from the ideality. The interface transition layer between GaN and
diamond plays a key role for the contribution of the $T B R _ { e f f }$ no matter if the GaN is bonded to diamond, epitaxially grown on diamond or the diamond grown on GaN devices. The experimental methods that typically used to determine $T B R _ { e f f }$ include the TDTR technique, transient thermoreflectance (TTR) technique, and the three-dimensional (3D) Raman thermography mapping method. The principles of the TDTR and TTR methods are similar. In the TDTR measurement, a pump laser is utilized to periodically heat the sample surface and a probe laser monitor the thermal reflectivity signal of the transducer metal (Al or Au). The reflected intensity tracks the temperature change of the surface, and the normalized reflected intensity is equal to the normalized surface temperature change. Therefore, the change in the thermal reflectivity of the surface is directly proportional to the temperature change. The signal, which is picked up by a photodetector and a lock-in amplifier, is fitted with an analytical heat-transfer solution to infer the unknown parameters. The 3D Raman thermography mapping exploits the temperature induced phonon shift in a material, with respect to a reference phonon frequency measured at ambient temperature [8992]. The stress can be simultaneously obtained by the simultaneously analyzing the multiple phonon modes [92]. By using a three-dimensional finite element thermal model, the temperature dependent thermal properties can be extracted [93]. The $T B R _ { e f f }$ can also be extracted by analyzing the HEMTs device performance using the steadystate heat conduction model [94].
For the GaN or HEMT devices grown on diamond substrate, the buffer layers with the lattice-mismatched induced high-density dislocations, are the main reason for the high $T B R _ { e f f }$ In the bonding process or the diamond deposition on GaN, since the gallium does not readily form a carbide, $\mathrm { S i N _ { x } }$ is typically used to form an interlayer. $\mathrm { S i N _ { x } }$ has a low thermal conductivity of 1-2 W/mK, which introduces an additional thermal resistance. For the polycrystalline diamond deposited on the GaN with a $\mathrm { S i N _ { x } }$ interlayer, the SiN contributes to most of the GaN-on-diamond interface thermal resistance, resulting in a $T B R _ { e f f }$ of more than 30 m2 K/GW, adding >20% to the total device resistance [95]. In
![](images/8c38a5c316644ea0fae8ffc0cac42e16f94cbb3644ffcc0df419841af4156c08.jpg)
Figure 13.T he heat-spreading method using the double-side diamond and the heat dissipation efficiency [87].
Table 2. Summary on the $T B R _ { e f f }$ at the interface between GaN and diamond using different integration methods and different measurement methods.
<table><tr><td>Integration method</td><td>Interlayer</td><td>thickness</td><td>\(TBR_{eff}\)(m2K/GW)</td><td>Measurement</td><td>Ref.</td></tr><tr><td>Direct vdW bonding</td><td>No</td><td>0</td><td>220±70</td><td>TTR</td><td>[98]</td></tr><tr><td>RT surface-activated bonding</td><td>Si</td><td>10 nm</td><td>~18</td><td>TDTR</td><td>[43]</td></tr><tr><td>RT surface-activated bonding</td><td>Si</td><td>4 nm</td><td>~11</td><td></td><td></td></tr><tr><td>Bonding</td><td>Thermosetting adhesion</td><td>15-20 nm</td><td>51</td><td>Device finite-element analysis</td><td>[45]</td></tr><tr><td rowspan="2">HT bonding</td><td>Adhesion</td><td>3-55 nm</td><td>27-31</td><td>TDTR</td><td>[99]</td></tr><tr><td>Adhesion</td><td>3-55 nm</td><td>25-29</td><td>DC joule heating</td><td></td></tr><tr><td>HT bonding</td><td>SiNx</td><td>22 nm</td><td>17</td><td>TDTR</td><td>[100]</td></tr><tr><td>GaN grown on SCD using MBE</td><td>Not indicated</td><td>Not indicated</td><td>&lt;10</td><td>TDTR</td><td>[64]</td></tr><tr><td>Hot-filament CVD diamond on GaN</td><td>dielectric</td><td>25 nm</td><td>27</td><td>3D Raman mapping</td><td>[93]</td></tr><tr><td>MPCVD diamond on GaN</td><td>dielectric</td><td>50 nm</td><td>36</td><td></td><td></td></tr><tr><td>CVD polycrystalline diamond grown on GaN</td><td>SiN</td><td>100 nm</td><td>38.5±2.4</td><td>TDTR</td><td>[101]</td></tr><tr><td>CVD polycrystalline diamond grown on GaN</td><td>AIN</td><td>100 nm</td><td>56.4±5.5</td><td></td><td></td></tr><tr><td>CVD diamond on GaN</td><td>dielectric</td><td>50 nm</td><td>18</td><td>Raman</td><td>[102]</td></tr><tr><td>CVD diamond on GaN</td><td>SiNx</td><td>30 nm</td><td>29</td><td>TDTR</td><td>[103]</td></tr><tr><td>CVD diamond on GaN</td><td>SiNx</td><td>28 nm</td><td>12</td><td>TTR</td><td>[95]</td></tr><tr><td>CVD diamond on GaN</td><td>SiNx</td><td>~5 nm</td><td>&lt;10</td><td>TDTR</td><td>[105]</td></tr><tr><td>CVD diamond on GaN</td><td>SiNx</td><td>~5 nm</td><td>6.5</td><td>TTR</td><td>[81]</td></tr><tr><td>CVD diamond on GaN</td><td>SiC</td><td>~5 nm</td><td>30±5.5</td><td>TTR</td><td>[104]</td></tr><tr><td>CVD Mixed-size diamond seeding on GaN</td><td>No</td><td>0</td><td>&lt;6</td><td>TTR</td><td>[86]</td></tr></table>
addition, the diamond nucleation layer is usually composed of a few 10 s of nm poor-quality, small-grained diamond [96], which also contributed to the $T B R _ { e f f }$ The direct diamond growth on GaN or bonding to the GaN layer usually shows much weaker interfaces, although there are rare reports on $T B R _ { e f f }$ assessments. It is generally known that weaker interface results in higher $T B R _ { e f f }$ [97,98]. Table 2 summarizes the reported $T B R _ { e f f }$ at the GaN-on-diamond interface using different integration methods and different measurement methods.
# 6. Summary and outlook
In this paper, the fabrication of GaN-on-diamond wafers using different methods and the properties of the materials and the fabricated HEMT devices are systematically reviewed. The bonding of GaN or the well-fabricated AlGaN/GaN HEMTs device with diamond can maintain the quality of both the GaN devices and diamond substrate. However, the dielectric interlayers are necessary for either the high-temperature or room-temperature bonding along with an amorphous layer induced by the surface activation. This interlayer impedes the heat flow from the device channel, leading to a large $T B R _ { e f f }$ The growth technique of the GaN or AlGaN/GaN HEMTs structures on the SCD substrates were developed in recent years. A relatively lower $T B R _ { \mathrm { e f f } } ~ { < } 1 0 \mathrm { m } ^ { 2 } \mathrm { K } / \mathrm { G W }$ was reported at the interface between epitaxial GaN and diamond substrate. However, although the HEMTs devices are demonstrated, the crystalline quality of the material and the mobility of the HEMT devices are still far from those grown on the conventional substrates of sapphire, Si, SiC and free-standing GaN substrates due to the large lattice mismatch and thermal mismatch. The CVD
growth of the polycrystalline or nanocrystalline diamond on the GaN or HEMTs devices has the uniqueness of the direct growth as close as possible to the Joule hot spots, which may be highly effective for the thermal dissipation. However, the damage to the GaN by hydrogen during CVD growth and the less nucleation of the diamond restrict the film quality, leading to a poor thermal conductivity of diamond and large $T B R _ { e f f }$ In addition, the large thermal expansion coefficient between diamond and GaN results in the stress problems in the GaN-on-diamond wafers, leading to the layer cracking and wafer bow and impact the electrical performance of the devices. Up to now, a variety of efforts have been performed to challenge the above problems with different methods. Without doubt, the heat dissipation using diamond as heat spreader for the AlGaN/GaN HEMTs devices is a highly effective way to reduce the operation junction temperature compared to the devices on sapphire, Si and SiC substrates. Although the large $T B R _ { e f f }$ exists between GaN and diamond, Fujitsu laboratory has reduced the device temperature during HEMT operation by more than 40%, and the temperature can be lowered by $1 0 0 ^ { \circ } \mathrm { C }$ or more due to the high thermal conductivity of diamond [87]. Nevertheless, to take the full advantage of the GaN technology for the high-power applications, the reduction of the $T B R _ { e f f }$ between GaN and diamond is still a challenge. Novel strategies and concepts are still required for the effective thermal management of GaN-based power devices using the diamond heat spreader.
# Disclosure statement
No potential conflict of interest was reported by the author.
# Funding
This work was supported by the JST-PRESTO Grant No. JPMJPR19I7, and World Premier International Research Center (WPI) initiative on Materials Nanoarchitectonics (MANA), Ministry of Education, Culture, Sports, Science & Technology (MEXT) in Japan, and National Key Research and Development Program of China (No.2018YFE0125700).
# Notes on contributor
Dr. Liwen Sang is the Independent Scientist at the International Center for Materials Nanoarchitectonics (MANA) in National Institute for Materials Science (NIMS), in Japan. She is also the JST-PRESTO researcher under the support of Precursory Research for Embryonic Science and Technology (PRESTO) program, Japan Science and Technology Agency. After receiving her Ph.D degree in Physics from Peking University, she went to NIMS, Japan as the postdoctoral researcher, and then was promoted to the permanent position in NIMS. Her current research interest is the interface engineering for III-V nitride materials and devices.
# References
[1] Millan J, Godignon P, Perpina X, et al. A survey of wide bandgap power semiconductor devices. IEEE Trans Power Electron. 2014; 29(5):21552163.
[2] Sang LW, Ren B, Endo E, et al. Boosting the doping efficiency of Mg in p-GaN grown on the free-standing GaN substrates. Appl Phys Lett. 2019; 115(17):172103.
[3] Mishra UK, Shen L, Kazior TE, et  al. GaN-based RF power devices and amplifiers. Proc IEEE. 2008; 96(2):387305.
[4] Ren B, Liao M, Sumiya M, et  al. Nearly ideal vertical GaN Schottky barrier diodes with ultralow turn-on voltage and on-resistance. Appl Phys Express. 2017; 10(5):051001.
[5] Zhang K, Sumiya M, Liao M, et al. P-channel InGaN/ GaN heterostructure metal-oxide-semiconductor field effect transistor based on polarization-induced two-dimensional hole gas. Sci Rep. 2016; 6(1):23683.
[6] Ambacher O. Growth and applications of group III nitrides. J Phys D Appl Phys. 1998; 31(20):26532710.
[7] Mohammad SN, Morkoc H. Progress and prospects of group-III nitride semiconductors. Prog Quantum Electron. 1996; 20(5-6):361525.
[8] Mishra UK, Parikh P, Wu YF. AlGaN/GaN HEMTs-an overview of device operation and applications. Proc IEEE. 2002; 90(6):10221031.
[9] He JQ, Cheng WC, Wang Q, et al. Recent advances in GaN-based power HEMT devices. Adv Electron Mater. 2021; 7(4):2001045.
[10] Pengelly RS, Wood SM, Milligan JW, et al. A review of GaN on SiC high electron-mobility power transistors and MMICs. IEEE Trans Microwave Theory Techn. 2012; 60(6):17641783.
[11] Wu YF, Kapolnek D, Ibbetson JP, et al. Very-high power density AlGaN/GaN HEMTs. IEEE Trans Electron Dev. 2001; 48(3):586590.
[12] Amano H, Baines Y, Beam E, et al. The 2018 GaN power electronics roadmap. J Phys D Appl Phys. 2018;51(16):163001.
[13] Francis D, Wasserbauer J, Faili F, et al. GaN HEMT epilayers on diamond substrates. In: CS MANTECH Conference, May 14-17; Austin, Texas, USA; 2007.
[14] Shibata H, Waseda Y, Ohta H, et al. High thermal conductivity of gallium nitride (GaN) crystals grown by HVPE process. Mater Trans. 2007; 48(10):27822786.
[15] Wei R, Song S, Yang K, et al. Thermal conductivity of 4H-SiC single crystals. J Appl Phys. 2013;113(5):053503.
[16] Liao M, Shen B, Wang Z. Ultra-wide bandgap semiconductor materials. Oxford (UK): Elsevier; 2019.
[17] Inyushkin AV, Taldenkov AN, Ralchenko VG, et  al. Thermal conductivity of high purity synthetic single crystal diamonds. Phys Rev B. 2018; 97:144305.
[18] Wort CJH, Sweeney CG, Cooper MA, et  al. Thermal properties of bulk polycrystalline CVD diamond. Diamond Relat Mater. 1994; 3(9):11581167.
[19] Liao M. Progress in semiconductor diamond photodetectors and MEMS sensors. Functional Diamond. 2021; 1:1(1):2946.
[20] Nochetto HC, Kankowski NR, Bar-Cohen A. GaN HEMT junction temperature dependence on diamond substrate anisotropy and thermal boundary resistance. In: 34th IEEE CSIC Symposium, Oct 14-17; La Jolla, CA; 2012. p. 14.
[21] Salm RP. In thermal modelling of GaN HEMTs on sapphire and diamond in a MSEE Thesis document, Naval Postgraduate School, Monterey, CA; Dec 2005.
[22] Mcglone D, Weatherford T, Gillespie J, et al. Electrical and thermal modelling of AlGaN/GaN HEMTS on diamond silicon substrates. In: IEEE ROCS Workship, Monterey, CA, USA; 2008. p. 314.
[23] Ejeckam F, Francis D, Faili F, et  al. GaN-on-Diamond wafers: a progress report. In: GOMACTech Mar 31-Apr 4, 2014. Conference Proceedings.
[24] Gabler J, Pleger S. Precision and micro CVD diamond-coated grinding tools. Int J Mach Tools Manuf. 2010; 50(4):420424.
[25] von Witzendorff P, Moalem A, Kling R, et.al. Laser dressing of metal bonded diamond blades for cutting of hard brittle materials. J Laser Appl. 2012; 24(2):022002.
[26] Zeren M, Karagoz S. Sintering of polycrystalline diamond cutting tools. Mater Des. 2007; 28(3):10551058.
[27] Sexton TN, Cooley CH. Polycrystalline diamond thrust bearings for down-hole oil and gas drilling tools. Wear. 2009;267(5-8):10411045.
[28] Schuelke T, Grotjohn TA. Diamond polishing. Diamond Relat Mater. 2013; 32:1726.
[29] Zhu ZH, Ejeckam FE, Qian Y, et al. Wafer bonding technology and its applications in optoelectronic devices and materials. Quantum Electron IEEE J. 1997; 3(3):927936.
[30] Liau ZL, Mull DE. Wafer fusion. A novel technique for optoelectronic device fabrication and monolithic integration. Appl Phys Lett. 1990; 56(8):737739.
[31] Kelly MK, Ambacher O, Dimitrov R, et al. Optical process for liftoff of group III-nitride films. Phys Stat Sol A. 1997;159(1):R3R4.
[32] Dadgar A, Blasing J, Diez A, et al. Metalorganic chemical vapor epitaxy of crack-free GaN on Si (111) exceeding 1 mum in thickness. Jpn J Appl Phys. 2000; 39(Part 2, No. 11B):L1183L1185.
[33] Ikeda N, Niiyama Y, Kambayashi H, et al. GaN power transistors on Si substrates for switching applications. Proc IEEE. 2010; 98(7):11511161.
[34] Francis D, Faili F, Babić D, et al. Formation and characterization of 4-inch GaN-on-diamond substrates. Diamond Relat Mater. 2010; 19(2-3):229233.
[35] Cuenca JA, Smith MD, Field DE, et  al. Thermal stress modelling of diamond on GaN/III-Nitride membranes. Carbon. 2021; 174:647661.
[36] Francis D, Wasserbauer J, Faili F, et al. GaN-HEMT epilayers on diamond substrates: recent progress. In: Proc. CS Mantech., May 1417; Austin, TX; 2007. p. 133136.
[37] Diduck Q, Felbinger J, Eastman LF, et al. Frequency performance enhancement of AlGaN/GaN HEMTs on diamond. Electron Lett. 2009; 45(14):758759.
[38] Felbinger JG, Chandra S, Sun Y, et  al. Comparison of GaN HEMTs on diamond and SiC substrates. IEEE Electron Device Lett. 2007;28(11):948950.
[39] Kim JC, Lee J, Kim J, et al. Challenging endeavor to integrate gallium and carbon via direct bonding to evolve GaN on diamond architecture. Scr Mater. 2018; 142:138142.
[40] He R, Fujino M, Yamauchi A, et al. Combined surface activated bonding technique for low-temperature Cu/ dielectric hybrid bonding. ECS J Solid State Sci Technol. 2016; 5:419424.
[41] Wang C, Wang Y, Tian Y, et al. Room-temperature direct bonding of silicon and quartz glass wafer. Appl Phys Lett. 2017; 110(22):221602.
[42] Mu FW, He R, Suga T. Room temperature GaNdiamond bonding for high-power GaN-on-diamond devices. Scr Mater. 2018;150:148151.
[43] Cheng Z, Mu FW, Yates L, et al. Interfacial thermal conductance across room-temperature-bonded GaN/diamond interfaces for GaN-on-diamond devices. ACS Appl Mater Interfaces. 2020;12(7):83768384.
[44] Chao PC, Chu K, Creamer C, et al. Low- temperature bonded GaN-on-diamond HEMTs with 11 W/mm output power at 10 GHz. IEEE Trans Electron Devices. 2015; 62(11):36583664.
[45] Liu T, Kong Y, Wu L, et  al. 3-inch GaN-on-Diamond HEMTs with device-first transfer technology. IEEE Electron Device Lett. 2017; 38(10):14171420.
[46] Oba M, Sugino T. Oriented growth of diamond on (0001) surface of hexagonal GaN. Diamond Relat Mater. 2001;10(3-7):13431346.
[47] Amano H, Sawaki N, Akasaki I, et al. Metalorganic vapor phase epitaxial growth of a highly quality GaN film using an AlN buffer layer. Appl Phys Lett. 1986;48(5):353355.
[48] Akasaki H, Amano Y, Koide K, Hiramatsu, et al. Effects of ain buffer layer on crystallographic structure and on electrical and optical properties of GaN and Ga1-xAlxN (0 < x ≦ 0.4) films grown on sapphire substrate by MOVPE. J Cryst Growth. 1989;98:209.
[49] Hageman PR, Schermer JJ, Larsen PK. GaN growth on single-crystal diamond substrates by metalorganic chemical vapour deposition and hydride vapour deposition. Thin Solid Films. 2003;443(1-2):913.
[50] Miskys CR, Garrido JA, Nebel CE, et al. AlN/diamond heterojunction diodes. Appl Phys Lett. 2003; 82(2):290292.
[51] van Dreumel GWG, Tinnemans PT, van den Heuvel AAJ, et al. Realising epitaxial growth of GaN on (001) diamond. J App Phys. 2011;110(1):013503.
[52] Dussaigne A, Malinverni M, Martin D, Castiglia A, et al. GaN grown on (111) single crystal diamond substrate by molecular beam epitaxy. J Cryst Growh. 2009;311(21):45394542.
[53] Pécz B, Tóth L, Barna A, et al. Structural characteristics of single crystalline GaN films grown on (111) diamond with AlN buffer. Diamond Relat Mater. 2013; 34:912.
[54] Dussaigne A, Gonschorek M, M, Malinverni M, et al. High-Mobility AlGaN/GaN two-dimensional electron gas heterostructure grown on (111) single crystal diamond substrate. Jpn J Appl Phys. 2010;49(6): 061001.
[55] Alomari M, Dussaigne A, Martin D, et al. AlGaN/GaN HEMT on (111) single crystalline diamond. Electron Lett. 2010; 46(4):299301.
[56] Hirama K, Taniyasu Y, Kasu M. AlGaN/GaN high-electron mobility transistors with low thermal resistance grown on single-crystal diamond (111) substrates by metalorganic chemical vapor-phase epitaxy. Appl Phys Lett. 2011; 98(16):162112.
[57] Hirama K, Taniyasu Y, Kasu M. Heterostructure growth of a single-crystal hexagonal AlN (0001) layer on cubic diamond (111) surface. J Appl Phys. 2010; 108(1):013528.
[58] Hirama K, Taniyasu Y, Kasu M, et al. Power operation of AlGaN/GaN HEMTs epitaxially grown on diamond. IEEE Electron Device Lett. 2012; 33(4):513515.
[59] Zhang D, Bian JM, Qin FW, et al. Highly c-axis oriented GaN films grown on free-standing diamond substrates for high-power devices. Mater Res Bull. 2011;46(10):15821585.
[60] van Dreumel GW G, Buijnsters JG, Bohnen T, et  al. Growth of GaN on nano-crystalline diamond substrate. Diamond Relat Mater. 2009;18(5-8):10434047.
[61] Polyakov A, Markov AV, Duhnovsky MP, et al. GaN epitaxial films grown by hydride vapor phase epitaxy on polycrystalline chemical vapor deposition diamond substrates using surface nanostructuring with TiN or anodic Al oxide. J Vac Sci Technol B. 2010;28(5):10111015.
[62] van Dreumel GW G, Bohnen T, Buijnsters JG, et  al. Comparison of GaN and AlN nucleation layers for the oriented growth of GaN on diamond substrates. Diamond Relat Mater . 2010;19(5-6):437440.
[63] Raju A, Siddique A, Anderson J, et  al. Integration of GaN and diamond using epitaxial lateral overgrowth. ACS Appl Mater Interfaces. 2020; 12:3939739404.
[64] Kuzmik J, Bychikhin Pogany D, Pichonat E, et  al. Thermal characterization of MBE-grown GaN/AlGaN/ GaN device on single crystalline diamond. J App Phys. 2011;109(8):086106.
[65] Ahmed R, Siddique A, Anderson J, et al. Selective area deposition of hot filament CVD diamond on 100 Mm MOCVD grown AlGaN/GaN wafers. Cryst Growth Des. 2019;19(2):672677.
[66] Graebner JE, Jin S, Kammlott GW, et al. Large anisotropic thermal conductivity in synthetic diamond films. Nature. 1992;359(6394):401403.
[67] May PW, Tsai HY, Wang WV, et al. Deposition of CVD diamond onto GaN. Diamond Relat Mater . 2006;15(4- 8):526530.
[68] Bauer T, Gsell S, Hörmann F, et  al. Surface modifications and the first stages of heteroepitaxial diamond growth on iridium. Diamond Relat Mater. 2004;13(2):335341.
[69] Goyal V, Sumant AV, Teweldebrhan D, et  al. Direct low-temperature integration of nanocrystalline diamond with GaN substrates for improved thermal management of high-power electronics. Adv Funct Mater. 2012;22(7):15251530.
[70] Oba M, Sugino T. Growth of (111)-oriented diamond grains on hexagonal GaN. Jpn J Appl Phys. 2000; 39(Part 2, No. 12A):L1213L1215.
[71] Ejeckam F, Francis D, Faili F, et al. GaN-on-diamond: a brief history. In: 2014 Lester Eastman Conference on High Performance Devices (LEC).
[72] Engdahl C. Development of high quality, tailored CVD diamond using hot filaments. Finer Points Super-Abrasive Ind. Rev. 2012, summer:2224.
[73] Dumka DC, Chou TM, Faili F, et  al. AlGaN/GaN HEMTs on diamond substrate with over 7W/mm out-
put power density at 10 GHz. Electron Lett. 2013; 49(20):12981299.
[74] Wang A, Tadjer MJ, Anderson TJ, et al. Impact of intrinsic stress in diamond capping layers on the electrical behavior of AlGaN/GaN HEMTs. IEEE Trans Electron Devices. 2013; 60(10):31493156.
[75] Kang BS, Kim S, Kim J, et al. Effect of external strain on the conductivity of AlGaN/GaN high-electron-mobility transistors. Appl Phys Lett. 2003; 83(23):4845 4847.
[76] Azize M, Palacios T. Effect of substrate-induced strain in the transport properties of AlGaN/GaN heterostructures. J Appl Phys. 2010; 108(2):023707.
[77] Jeon CM, Lee JL. Effects of tensile stress induced by silicon nitride passivation on electrical characteristics of AlGaN/GaN heterostructure field-effect transistors. Appl Phys Lett. 2005; 86(17):172101.
[78] Ahmad I, Holtz M, Faleev NN, et al. Dependence of the stress-temperature coefficient on dislocation density in epitaxial GaN grown on a-Al2O3 and 6H-SiC substrates. J Appl Phys. 2004;95(4):16921697.
[79] Jia X, Wei JJ, Huang YB, et al. Fabrication of low stress GaN-on-diamond structure via dual-sided diamond film deposition. J Mater Sci. 2021;56(11):69036911.
[80] Zhou Y, Anaya J, Pomeroy J, et al. Barrier-layer optimization for enhanced GaN-on-diamond device cooling. ACS Appl Mater Interfaces. 2017;9(39):3441634422.,
[81] Zhou Y, Ramaneti R, Anaya JL, et al. Thermal characterization of polycrystalline diamond thin film heat spreaders grown on GaN HEMTs. Appl Phys Lett. 2017;111(4):041901.
[82] Smith MD, Cuenca JA, Field DE, et al. GaN-on-diamond technology platform: Bonding-free membrane manufacturing process. AIP Adv. 2020;10(3):035306.
[83] Alomari M, Dipalo M, Rossi S, et  al. Diamond overgrown InAlN/GaN HEMT. Diamond Relat Mater. 2011;20(4):604608.
[84] Tadjer MJ, Anderson TJ, Hobart KD, et  al. Reduced self-heating in AlGaN/GaN HEMTs using nanocrystalline diamond heat-spreading films. IEEE Electron Device Lett. 2012;33(1):2325.
[85] Jia X, Wei JJ, Huang YB, et al. Enhancement of diamond seeding on aluminum nitride dielectric by electrostatic adsorption for GaN-on-diamond preparation. J Mater Res. 2020;35(5):508515.
[86] Smith EJW, Piracha AH, Field D, et al. Mixed-size diamond seeding for low-thermal-barrier growth of CVD diamond onto GaN and AlN. Carbon. 2020; 167: 620626.
[87] https://www.fujitsu.com/global/about/resources/news/ press-releases/2019/1205-01.html.
[88] Cho JW, Li ZJ, Asheghi M, et al. Near-junction thermal management: thermal conduction in gallium nitride composite substrates. Annual Rev Heat Transfer. 2015; 18:745.
[89] Kuball M, Hayes JM, Uren MJ, Martin I, et  al. Measurement of temperature in active high-power AlGaN/GaN HFETs using Raman spectroscopy. IEEE Electron Device Lett. 2002; 23(1):79.
[90] Sarua A, Ji HF, Hilton KP, et al. Thermal bondary resistance between GaN and substrate in AlGaN/GaN elec-
tronic devices. IEEE Trans Electron Devices. 2007; 54(12):31523158.
[91] Manoi A, Pomeroy JW, Killat N, Kuball M. Benchmarking of thermal boundary resistance in AlGaN/GaN HEMTs on SiC substrates: implications of the nucleation layer microstructure. IEEE Electron Device Lett. 2010; 31(12):13951397.
[92] Batten T, Pomeroy JW, Uren MJ, et  al. Simultaneous measurement of temperature and thermal stress in AlGaN/gan high electron mobility transistors using Raman scattering spectroscopy. J. Appl.Phys. 2009; 106(9):094509.
[93] Pomeroy JW, Bernardoni M, Dumka DC, et  al. Low thermal resistance GaN-on-diamond transistors characterized by three-dimensional Raman thermography mapping. Appl Phys Lett. 2014; 104(8):083513.
[94] Zhang H, Guo ZX, Lu YF. Enhancement of hot spot cooling by capped diamond layer deposition for multifinger AlGaN/GaN HEMTs. IEEE Trans Electron Devices. 2020; 67(1):4752.
[95] Sun HR, Simon RB, Pomeroy JW, et al. Reducing GaNon-diamond interfacial thermal resistance for high power transistor applications. Appl Phys Lett. 2015; 106(11):111906.
[96] May PW. Diamond thin films: a 21st-century material. Phil Trans R Soc A. 2000;358(1766):473495.
[97] Giri A, Braun JL, Hopkins PE. Implications of interfacial bond strength on the spectral contributions to thermal boundary conductance across solid, liquid, and gas interfaces: a molecular dynamics study. J Phys Chem C. 2016;120(43):2484724856.
[98] Waller WM, Pomeroy JW, Field D, et  al. Thermal boundary resistance of direct van der waals bonded GaN-on-diamond. Semicond Sci Technol. 2020; 35(9):095021.
[99] Cho JW, Li ZJ, Bozorg-Grayeli E, et al. Improved thermal interfaces of GaN-diamond composite substrates for HEMT applications. IEEE Trans Compon Packag Manufact Technol. 2013; 3(1):7985.
[100] Cho J, Francis D, Altman DH, et al. Phonon conduction in GaN-diamond composite substrates. J Appl Phys. 2017;121(5):055105. No.
[101]Jia Z, Wei JJ, Kong YC, et al. The influence of dielectric layer on the thermal boundary resistance of GaN-on-diamond substrate. Surf Interface Anal. 2019;51(7):783790.
[102] Dumka D, Chou T, Jimenez J, et al. Electrical and thermal performance of AlGaN/GaN HEMTs on diamond substrate for RF applications. In: IEEE Compound Semiconductor Integrated Circuit Symposium (CSICS); 2013. p. 14.
[103] Cho J, Won Y, Francis D, et al. Thermal interface resistance measurements for GaN-on-diamond composite substrates. In: IEEE Compound Semiconductor Integrated Circuit Symposium (CSICS); 2014. p. 14.
[104] Field DE, Cuenca JA, Smith M, et al. Crystalline interlayers for reducing the effective thermal boundary resistance in GaN-on-diamond. ACS Appl Mater Interfaces. 2020;12(48):5413854145.
[105] Yates L, Anderson J, Gu X, et al. Low thermal boundary resistance interfaces for GaN-on-Diamond devices. ACS Appl Mater Interfaces. 2018; 10(28):2430224309.

View File

@@ -0,0 +1,140 @@
# Heat-spreading diamond films for GaN-based high-power transistor devices
M. Seelmann-Eggebert a,, P. Meisena , F. Schaudela , P. Koidla , A. Vescanb , H. Leier b
a Fraunhofer Institut fur Angewandte Festkorperphysik, Tullastr. 72, D-79108 Freiburg, Germany ¨ ¨ b DaimlerChrysler Hochfrequenzelektronik, D-89081 Ulm, Germany
# Abstract
We discuss the potential of heat-spreading films with respect to improving the performance of thermally limited high-power high-frequency GaN-FET devices and report on successful diamond deposition on GaN-FETs. Detailed conditions for process compatibility with GaN-FET technology are discussed and shown to be satisfied by the low-temperature deposition process developed.  2001 Elsevier Science B.V. All rights reserved.
Keywords: Device modeling; Nucleation; Metal semiconductor field-effect transistor MESFET ; Processing Ž .
# 1. Introduction
Owing to the combination of high cut-off frequencies, breakdown voltages, saturation velocities and operating temperatures, GaN-based field effect transistors FETs have a great potential for high-frequency Ž . power amplifiers, offering an increase in power output of at least an order of magnitude in comparison with GaAs FETs of comparable device design 1,2 . A limita-  - tion of the performance of GaN is the rise in operating temperature caused by heat dissipation, which leads to large leakage currents 3 and reduced channel mobili-  - ties 2 .  -
One approach to reduce the operating temperature is to spread the heat from the highly localized source over a larger part of the transistor area. Heat spreading can be achieved by deposition of an electrically insulat-
ing but highly thermally conducting film. Distinguished by these film properties, diamond is the material of choice. Owing to its excellent heat conductivity -, which exceeds 20 W $\mathrm { c m } ^ { - 1 } ~ \mathrm { K } ^ { - 1 }$ at room temperature, chemical vapor-deposited CVD diamond is used forŽ . heat-spreading coolers. Although the thermal conductivity of CVD diamond reduces with decreasing thickness 4 , we found it to exceed that of gold, even at a  - thickness as low as 2 m.
However, as for the deposition temperature, plasma exposure and non-invasive seeding of the diamond deposition process need to be fundamentally redesigned to satisfy the compatibility requirements of GaN devices. In this paper, we demonstrate experimentally that CVD diamond can be deposited on GaN-FETs without any degradation of the transistor characteristics by fabrication of the first heat-spread transistor prototypes.
Before we report on the technical details of diamond deposition on GaN-FETs, we discuss some results of thermal simulations. The thermal efficiency of the dia-
![](images/d2331ead1b4ea5bb3d8996406426e198fe5bebdb7fda1cd3c089671e044098a0.jpg)
Fig. 1. Sketch of the device geometry: a model used for the thermal simulations; and b enlarged cross-section of the transistor finger. Ž . Ž .
mond spreading-layer is analyzed and compared with other approaches to the thermal management of power FETs.
# 2. Thermal modeling of GaN-FETs
Obtained by dicing a chip from the wafer, a GaN-FET is located on the surface of a cube-like slab. As sketched in Fig. 1, the FET dimensions are much smaller than those of the chip, which therefore have little influence on the thermal device performance. In the FET structure, the heat source is filament-like. Although the filament length is much greater than the thickness of the epilayer, the filament diameter is much smaller, and the heat is practically spread in the plane of the GaN layer. Also, there is already a significant temperature drop in the GaN layer and the device temperature can be less influenced by the choice of the substrate material than expected beforehand. For cost reasons, FET power devices would be preferably fabricated from GaN-structures grown on sapphire rather than SiC substrates, although the latter have a 10-fold higher heat conductivity.
For our model simulations, a chip $5 0 0 \times 5 0 0 ~ \mu \mathrm { m } ^ { 2 }$ in area was chosen. The GaN layer $( \kappa = 1 . 3 \mathrm { W } \mathrm { c m } ^ { - 1 } \mathrm { K } ^ { - 1 } )$ is assumed to have a thickness of 1 m and to be grown on a sapphire substrate of 300 m thickness $\overline { { ( } } \ l _ { \mathsf { K } } = 0 . 4 6 \ \mathrm { ~ W ~ } \mathrm { c m } ^ { - 1 } \ \mathrm { ~ K } ^ { - 1 } )$ . In the center of the chip surface was a mesa $( 1 0 0 \times 1 2 5 \times 0 . 5 ~ { \mu \mathrm { m } } ^ { 3 } )$ with a single-finger FET of gate width 100 m and gate length 0.25 m. The gatesource and gatedrain distances were 1 m each. All contact pads were $9 0 \times 1 2 0 ~ \mu \mathrm { m } ^ { 2 }$ . Extending from the edge of the gate contact over a distance of 0.15 m towards the drain, the heat source was assumed to be 25 nm below the surface and to have a height of 15 nm. Heat generation was assumed to be uniform over the heat-source volume 5 . -
The modeling results are discussed in terms of thermal impedance 5,6 rather then temperature. The local  - thermal impedance is the temperature rise as mea- Ž
sured with reference to the heat sink normalized to . the heat power dissipated per gate-width unit as an Ž arbitrarily chosen characteristic device length . To esti- . mate the interdigital crosstalk of multifinger devices, it is convenient to analyze the thermal impedance profile Ž . TIP of a single FET-finger as a plot along the distance from the center of the finger in the plane of maximum temperature 6 i.e. a line just below the  - Ž GaN surface in the cross-section of Fig. 1b . Since the . TIPs of different fingers are very similar, the temperature profiles over a comb of fingers can be obtained from a single TIP by lateral translation and subsequent superposition. The introduction of the TIP is useful owing to two simple scaling rules for stationary heat flow: for a considered thermal-impedance profile the temperature is proportional a to the heat load and b Ž . Ž . to the reciprocal gate width, if the whole geometry is rescaled with no change in shape. The peak temperature in the device is obtained by multiplying the peak impedance with the heat dissipated per gate-width unit.
The curves shown in Fig. 2 are thermal simulation
![](images/80f1528fed435d61216e4ac7257f20d84aa7bfebc9bccaf16d90c82eed3366f1.jpg)
Fig. 2. Thermal impedance profiles of GaN-FETs for different thermal setups: a bare finger; b 3- Ž . Ž . Ž . m gold bridge as thermal shunt; c 3-m diamond spreading layer; d gold bridge in flip-chip geometry; Ž . and e spreading layer in flip-chip geometry. InŽ . $\mathrm { ( a ) \mathrm { - } ( c ) , }$ the heat sink is at the substrate bottom, in d and e at the top. Ž . Ž .
results for the single-finger device sketched in Fig. 1a operating under different thermal conditions. Despite the asymmetric position of the heat source with respect to the gate contact, differences in the left and right branch of the curves in Fig. 2 are negligibly small.
The uppermost curve represents the situation of the GaN-FET finger without any thermal precaution. The peak thermal impedance, $\dot { R _ { \mathrm { o } } } = 2 9 . 5 \ \dot { \mathrm { K } } \ \mathrm { m m } \ \mathrm { W } ^ { - 1 }$ , obtained by the simulation is only approximately half the value predicted by the Smith formula for the considered heat source geometry embedded in a sapphire matrix 5 . Hence, the GaN epilayer, with a compara-  - tively high thermal conductivity itself, results in a significant reduction in the operating temperature. In Fig. 2a, the heat-spreading effect of this layer is seen as a broad appearance of the TIP and a slow decrease at large distances x from the gate $( \Delta T \sim 1 / \sqrt { x } )$ . This behavior implies a comparatively strong thermal coupling between multiple FET fingers if placed at a typical distance of 30 m: the respective coupling impedance $R _ { \mathrm { c } }$ is approximately one third of $R _ { \mathrm { o } } .$ .
Conventional thermal shunts are formed by thick goldair bridges $( \kappa = 3 \mathrm { ~ W ~ c m } ^ { - 1 } \mathrm { ~ K } ^ { - 1 } )$ attached to the gate contact and a large fraction of the chip area. In our model calculation, the gold bridge was 3 m thick and as sketched in Fig. 1b connected to the large Ž . drain and source contact pads via a 0.2-m thick insulating SiN layer $( \ l _ { \mathsf { K } } = 0 . 0 1 \hat { 6 } \mathrm { ~ W ~ c m } ^ { - 1 } \mathrm { ~ K } ^ { - 1 } )$ . The thermal design reduces the thermal peak impedance to 70% of its initial value, however, the coupling impedance is lowered only by 10% Fig. 2b . Hence, the situation Ž . regarding thermal crosstalk is not improved.
A drastic temperature reduction is found if a closed spreading layer of diamond is deposited by use of Ž $\overset { \cdot \mathrm { ~ ~ \hat { ~ } { ~ \theta ~ } ~ } } { \left. \mathrm { ~ \bf { { K } } ~ } \right. } = 3 \mathrm { ~ \bf { W } ~ } \mathrm { { { c m } ^ { - 1 } ~ } } \mathrm { { \bf { K } } ^ { - 1 } }$ , fine-grained CVD diamond of poor thermal quality is assumed . Protecting the exposed . surface areas of the transistor, a 20-nm thick SiN layer was included in the calculation. The thermal impedance peak is reduced to 40% of the original value, but the $R _ { \mathrm { c } } / R _ { \mathrm { o } }$ ratio increases further. The large improvement in $R _ { \mathrm { o } }$ with respect to the thermal-shunt approach is a consequence of the lateral distance of the heat source and gate contact. Covering the heat source completely, the film bridges this gap.
Appreciable thermal crosstalk is common to the three considered situations Fig. 2a,b,c and results from the Ž . position of the heat sink at the bottom of the substrate, i.e. in the thermal far field. Flip-chip designs bear an appreciable advantage over backside-cooled spreading or shunt designs, if the sink can be placed in the near field and, consequently, crosstalk is substantially reduced. Although technically impossible to realize, it is instructive to place the heat sink directly on top of the bridge or spreading layer. The gold bridge design with topside cooling brings the $R _ { \mathrm { c } } / R _ { \mathrm { o } }$ ratio down to 0.02, although the peak temperature reduction is approxi-
mately the same as for the diamond spreading-layer with backside cooling. If a respective flip-chip set-up could be realized with the use of a closed spreadinglayer, the temperature rise during operation could be reduced by a factor of 5.2 with a crosstalk ratio $R _ { \mathrm { c } } / R _ { \mathrm { o } }$ of 0.01.
In practice, the apparent advantages of the flip-chip approach are less pronounced. Since relatively thick thermal bumps are required to mediate the bonding of the heat sink to the chip surface, the device temperature is lowered by heat spreading in the thermal bumps rather than by near-field heat flow to the sink. Nevertheless, to achieve high cooling efficiencies, both thermal management approaches require coupling of the film to a large area over the heat source  a condition much easier to satisfy with a dielectric than with a metal.
# 3. Process requirements
In view of its superior thermal and dielectric properties, CVD diamond appears to be the material of choice for heat-spreading applications. However, hostile conditions for deposition impede this application of CVD diamond on delicate semiconductor devices. High quality diamond is obtained in a methanehydrogen plasma at elevated deposition temperatures $( 8 0 0 ^ { \circ } \mathrm { C } ) .$ . Deposition at lower temperatures is possible, but brings about losses of quality and low growth rates 7 . For - GaN devices, which are themselves grown at temperatures near $1 0 0 0 ^ { \circ } \mathrm { C } ,$ a temperature of $\mathrm { \bar { 5 } 0 0 ^ { \circ } C }$ appeared to be an appropriate upper limit for diamond deposition, mainly implied by stability considerations of the FET contacts. On silicon substrates, we realized and routinely grow diamond films at this temperature, with thermal conductivities exceeding that of gold 3 W Ž $\mathsf { c m } ^ { - 1 } \ \mathsf { K } ^ { - 1 } )$ , a thickness $> 3$ m and growth rates of $0 . 2 ~ \mu \mathrm { m } ~ \mathrm { h } ^ { - 1 }$ . However, on epitaxial GaN films, diamond deposition is impossible, due to rapid GaN etching $( > 1 \mu \mathrm { m } \mathrm { h } ^ { - 1 } )$ in the plasma, with the eventual formation of gallium droplets. A further problem may occur for p-doped material, by rapid diffusion of atomic hydrogen from the plasma into the GaN matrix.
# 4. The protective layer
In view of the obvious instability of GaN in the CVD plasma, the question arises as to how diamond films can be deposited on GaN-based FET devices. However, this apparent obstacle can be overcome by the use of a suitable protective layer satisfying the following requirements. The protective layer should be plasmaresistant and impervious to hydrogen. With regard to the high-temperature cycle employed, it should show
![](images/c7fcaab5445039e3bab69353246f28b317063be499f99ce7487d6ce6c953def5.jpg)
Fig. 3. IR transmission spectra of: a plane 300- Ž . m sapphire substrate; b 500 nm SiN on sapphire after 30-min CVD plasma expo- Ž . sure; and c same layer after 2-h vacuum annealing at 550 Ž . C.
good adhesion properties to GaN and diamond. Seeding properties of the protective layer are important for stability and seed formation. High heat conductivity is desirable, although not necessary, if plasma protection is warranted, even at a very small thickness of the interlayer.
AlN, $\mathrm { S i O } _ { 2 }$ and SiN layers were investigated and found to satisfy these requirements, but SiN was finally chosen, mainly in view of process compatibility for the entire device fabrication. Crystalline $\mathrm { S i } _ { 3 } \mathrm { N } _ { 4 }$ has a heat conductivity of 0.3 W $\mathrm { c m } ^ { - 1 } \ \mathrm { K } ^ { - 1 }$ ; however, for thin microcrystalline films, much lower values are reported  - 8 . Measurements on CVD-SiN layers routinely used in the standard fabrication process yielded a conductivity of 0.016 W $\mathrm { c m } ^ { - 1 }$ $\mathbf { K } ^ { - 1 }$ 9 . Even upon long-term  - exposure 10 h , films of this CVD-SiN material were Ž . not etched by the deposition plasma.
However, SiN films of 0.10.2 m thickness showed a trend of wrinkle formation after prolonged exposure, indicating local delamination 10 . IR transmission  - studies implied some migration of atomic hydrogen through the SiN films. After plasma exposure, absorption features corresponding to SiH and NH stretching vibrations are observed, indicating that hydrogen is trapped in the SiN layer Fig. 3 . The hydrogen features Ž . are appreciably diminished upon annealing in vacuum. Hydrogen diffusion is likely to be much less efficient in the active parts of the device, since these become quickly passivated by the growing diamond overlayer.
# 5. Seeding
Appropriate seeding is required to achieve a high nucleation density and to rapidly form a closed diamond film. Common seeding procedures, such as mechanically polishing with diamond powder, are not
suited for structured micro-devices. We therefore attempted to seed by means of an ultrasonic treatment in a dispersion of diamond powder in water or methanol. This approach yielded generally high nucleation densi-Ž ties in the order of $1 0 ^ { \overline { { 1 0 } } }$ 2 cm with good uniformity, . even over edges of the device structure, and facilitated quick overgrowth of the GaN device. However, the protective SiN coating was found to be damaged by this treatment, even when the treatment was short and diamond powder with a sub-m particle size was used. After a few minutes of plasma exposure, the surface appearance of ultrasonically seeded samples became spotty and the SiN film was observed to peel off locally at these spots.
Ultrasonic seeding was also found to deteriorate the transistor performance. At the typical pinch-off voltage of 6 V, large leakage currents of approximately 10% of the saturation current were found after the ultrasonic treatment. The observed change in the electrical characteristics indicated damage of the gate electrode caused by the impact of fast diamond particles.
Owing to the failure of the conventional approaches, an alternative non-invasive seeding method was developed, based on the sedimentation of fine diamond particles from an agitated emulsion. An advantage of this technique is its independence from the surface properties of the substrate. With this seeding technique, very homogeneous and uniform diamond films have been grown on 2-inch wafers of silicon and glass.
To achieve a selective area growth for diamond films, the sample surface was structured by selective seeding. To avoid diamond growth on specific areas, such as the contact pads, these were covered by photoresist. After the seeding procedure, the photoresist was dissolved in hot acetone or dimethylformamide. The seed layer was completely removed with the photoresist. Hence, diamond grew only on the exposed areas of the samples, whereas unseeded regions remained practically free of deposits.
# 6. The deposition process
Diamond deposition was performed in a plasma-CVD ellipsoid reactor 11 operating at 2.45 GHz with a  - microwave power up to 6 kW and a power density of 100 W cm3 . The sample was located at the bottom of the reactor on a water-cooled stage. The deposition temperature was adjusted by variation of the process pressure or heat-resistance of the stage. For low-temperature deposition, a pressure in the range 70110 mbar was chosen. At higher pressures, the heat flux density exceeded a critical value, causing thermal cracking 12 of the thin 2-inch sapphire substrates due  - to temperature inhomogeneities.
Low-Temperature nucleation of the film proved to be a critical step. To form a closed film within a period of no longer than 10 min, a temperature of at least 500C as measured by a pyrometer operating at a Ž wavelength of 1000 nm and a largely increased con- . centration of methane 4% was required. After suc- Ž . cessful nucleation as monitored by interferometry , Ž . the methane content of the process gas was set to 1% and, optionally, the temperature was reduced. The following parameters are a typical example of the process conditions: at a pressure of 80 mbar, the heat flux density at the sample surface was 30 W cm2 . If the deposition temperature of 500C is adjusted by a suitable choice of the thermal resistance of the stage, a growth rate of $0 . 2 5 ~ \mu \mathrm { m } ~ \mathrm { h } ^ { - 1 }$ is obtained.
Adhesion of the diamond films was problematic if a large-area deposition was attempted. If the thickness exceeded approximately 1 m, spontaneous flaw formation was observed and the diamond film delaminated as a result of compressive thermal stress built up during cooldown. Somewhat surprisingly, the diamond films turned out to adhere very well on selectively seeded FET samples. On the structured chips, adhesion was aided by separation grooves which were left unseeded and defined individual spreading layers for each FET.
With the process developed, diamond spreading layers were routinely deposited on GaN-FETs. As demonstrated by the REM image of Fig. 4, the diamond layer is distinguished by very good selectivity and exhibits remarkably abrupt edges at the contacts.
The devices investigated in this study were fabricated using a standard GaN-transistor process with gates defined by optical lithography. More details on the fabrication process are found elsewhere 13 .  -
For checks on the compatibility of the CVD-diamond deposition with the overall FET fabrication process, a piece of a wafer was electrically DC characterized before diamond deposition and the protective layer was then put down. Next, areas to be excluded
![](images/f0afa72faec37c6c1c8a978d85de32fee1bc1ae682f5f83add505ffe8c3e86a3.jpg)
Fig. 4. REM image of a two-finger GaN-FET with a 0.7-m diamond film deposition temperature 440 Ž . C .
![](images/f80c5ad4e2c00ec3811e9c2b7bb89eb46bd94d9be67cd0650ace4c6ef5ea4cd5.jpg)
![](images/9e33edcd0f5fa244166f8fbead9ad2a677ef299bf7bfef81c306f0a573847c4d.jpg)
Fig. 5. a Output; and b transfer characteristics of a two-finger Ž . Ž . GaN-FET before and after deposition of a 0.7-m thick diamond film.
from deposition such as the contact pads were cov- Ž . ered with photoresist. After selective seeding, the diamond film was grown. The protective layer was then removed from the contacts by dry etching in a $\mathrm { C F } _ { 4 } / \mathrm { O } _ { 2 }$ plasma and the FET characteristics were recorded for a second time. Fig. 5 shows a comparison of the output and transfer characteristics before and after diamond deposition at a deposition temperature close to $4 0 0 ^ { \circ } \mathrm { C } .$ Fig. 5 demonstrates a well-working transistor, which was subject to only minor alterations in the process of diamond deposition. However, above $4 4 0 ^ { \circ } \bar { \mathrm { C } } ,$ serious degradation of the NiAu gate contact occurred, leading to failure of the transistors. EDX measurements revealed that this deterioration had to be attributed to alloying, which caused the gate contact to lose its Schottky character. With an improved GaN-FET processing scheme, stable device operation was accomplished, even at temperatures above $5 1 0 ^ { \circ } \mathrm { C } .$ In the absence of gate-metal alloying phenomena, no signs of transistor degradation after diamond deposition were found. However, for stable gate contacts, an increase in Schottky barrier height was observed after the plasma treatment, an effect typical for heat-treated GaN transistors, caused by an interfacial reaction between the gate metal and the semiconductor.
In a recent run, transistors with the new stable Schottky contacts were investigated at a deposition
temperature of $4 8 0 \mathrm { { } ^ { \circ } C }$ . Even after deposition of $2 { \cdot } { \mu } \mathrm { m }$ diamond, the FETs remained fully operational.
# 7. Summary and outlook
Heat-spreading diamond films are shown to be an useful approach to reducing the operating temperature of GaN-FETs and, hence, to have the potential for boosting power output of high-frequency GaN devices. Direct CVD deposition of diamond on GaN-FETs is demonstrated to be feasible and completely compatible with state-of-the-art GaN device-processing technology. To achieve this compatibility, a novel gentle seeding process and a low-temperature $( < 5 0 0 ^ { \circ } \mathrm { C } )$ deposition process was developed, involving a protective layer. Temperature-resistant gate contacts are required to allow the deposition temperature to exceed $5 0 0 ^ { \circ } \mathrm { C } .$ . To our knowledge, this is the first demonstration of successful CVD diamond deposition directly on an operational IIIV semiconductor circuit. Detailed experiments proving the cooling efficiency of the spreading diamond still remain to be performed.
# Acknowledgements
H. Guttler and M. Hirsch of DaimlerChrysler and E. ¨
Worner, C. Wild and R. Sah of Fraunhofer IAF are ¨ gratefully acknowledged for helpful discussions. This work was supported by the BMBF.
# References
 - 1 Y.-F. Wu, B.P. Keller, S. Keller et al., IEICE Trans. Electron. E82-C 11 1999 1895.Ž . Ž .
 - 2 C.E. Weitzel, Institue of Physics Conference Series, 142, 1996 Ž . 765 chapter 4 . Ž .
 - 3 E. Kohn, W. Ebert, A. Vescan, Isr. J. Chem. 38 1998 105. Ž .
 - 4 E. Worner, in: B. Dischler, C. Wild Eds. , Low-Pressure Syn- ¨ Ž . thetic Diamond, Springer-Verlag, Berlin, 1998, p. 137 chapter Ž 9 ..
 - 5 R. Anholt, Electrical and Thermal Characterization of MES-FETs, HEMTs and HBTs, Artech, Norwood, 1994, pp. 5863.
 - 6 R. Anholt, Solid State Electron. 42 1998 849.Ž .
 - 7 Y. Muranaka, H. Yamashita, H. Miyadera, Diamond Films Technol. 5 1995 1. Ž .
 - 8 S.R. Mirmira, L.S. Fletcher, J. Thermophys. Heat Transfer 12 Ž . Ž . 2 1998 121.
 - 9 H. Guttler, personal communication. ¨
 - 10 G. Gille, B. Rau, Thin Solid Films 120 1984 109. Ž .
 - 11 M. Funer, C. Wild, P. Koidl, Surf. Coat. Technol. 116 ¨ 119 Ž . 1999 853.
 - 12 K.J. Gray, H. Windischmann, Diamond Relat. Mater. 8 1999 Ž . 903.
 - 13 A. Vescan, R. Dietrich, A. Wieszt et al., Institute of Physics Conference Series, 166, 1999 503 chapter 7 . Ž . Ž .

View File

@@ -0,0 +1,217 @@
# State-of-the-art synthesis and post-deposition processing of large area CVD diamond substrates for thermal management
W.D. Brown a,b,\*, R.A. Beera a,b, H.A. Naseem a,b, A.P. Malshe a,b,c
$^{a}$ High Density Electronics Center (HiDEC), University of Arkansas, Fayetteville, AR 72701, USA $^{b}$ Department of Electrical Engineering, University of Arkansas, Fayetteville, AR 72701, USA $^{c}$ Materials and Manufacturing Research Laboratory (MRL), Department of Mechanical Engineering, University of Arkansas, Fayetteville, AR 72701, USA
# Abstract
Primarily due to its outstanding thermal conductivity and high electrical resistivity, diamond is an ideal heat spreader for a variety of applications such as multichip modules (MCMs), laser diode arrays, power modules, etc. For these and similar applications, there is a requirement for the synthesis and post-deposition processing of high quality, stress-free, large area $(1 - 100\mathrm{cm}^2)$ , CVD diamond substrates. Although the thermal characteristics of CVD diamond are primarily determined by proper nucleation and growth conditions, post-deposition processing such as polishing, planarization, drilling/cutting, and metallization are required for the practical application of diamond as a heat spreader. Such processes should be fast, compatible with conventional electronic packaging, adaptable to large area fabrication, environmentally-safe, and economically-viable. In the past few years, significant technological advances have been made in all these areas. Furthermore, the cost of these processes has been decreasing steadily so that fabrication of diamond-based electronic products is becoming affordable. This paper reviews the present technological and economic status of CVD diamond for thermal management applications.
Keywords: Synthesis; Post-deposition processing; Cvd diamond substrates; Thermal management
# 1. Introduction
Rapid changes in the electronics industry are driven by the attractiveness of smaller, faster, and lighter weight electronic systems. Consequently, multichip packaging technology is receiving widespread attention. The use of multichip modules (MCMs) promises to increase packaging density and system performance beyond what is otherwise possible with advances in VLSI and surface mount technology. As is the case for most advanced technologies, the drive towards high performance multichip modules has given rise to a number of engineering challenges. In advanced electronic packages, where high speed, high power chips are mounted shoulder-to-shoulder on large circuit boards, heat spreading and removal become major issues. Typically, thermal management substrate materials for electronic packages have been limited to silicon, alumina, and to a much lesser extent, AlN, SiC, and glass/ceramics. However, as the power dissipation of ICs continues to increase,
heat dissipation and removal will be major issues in future MCMs. More than likely, diamond will play a significant role in the solution to these performance challenges.
# 1.1. Why diamond for heat spreaders?
For the single chip or multichip module, or any high density electronics packaging to be successful and reliable, efficient thermal management (TM) is essential. Diamond has an excellent thermal conductivity ( $k = 2000\mathrm{W / m}\cdot \mathrm{K}$ ) for natural diamond and about 700-1600 W/m·K for CVD diamond, a low thermal expansion coefficient ( $\approx 10^{-6}$ ), high electrical resistivity ( $>10^{12}\Omega \cdot \mathrm{cm}$ ), and high mechanical strength (Young's modulus $\approx 10^{11}\mathrm{Nm}^{-2}$ ). These properties of diamond surpass those of all the established substrate materials such as copper, silicon, alumina, aluminum nitride, etc., and make it an ideal heat spreader. Recent advances in CVD diamond deposition technology make it possible to fabricate large area ( $10\times 10\mathrm{cm}$ ) diamond substrates in the laboratory at a reasonable cost. The availability
of such freestanding diamond makes possible the practical implementation of such a novel heat spreader.
# 1.2. Thermal considerations
In the investigation described here, a popular software package, ANSYS, (version 5.0SASI, Houston, PA), which employs the finite element method for thermal simulation, was used to observe the effects of substrate thickness parameters on TM [1]. It was assumed that the contact resistance between materials (for example, an IC and the substrate) is zero. Also, heat loss due to radiation is neglected. For all simulations, the substrate was assumed to be a square with each side being $10.16\mathrm{cm}$ in length. The power dissipated on the top surface of the substrate was $10\mathrm{Wcm}^{-2}$ for a total power of $1032.256\mathrm{W}$ dissipated uniformly on an area of $103.2256\mathrm{cm}^2$ . This is an extreme situation for most electronic packaging applications. The two opposite edges were kept at a constant temperature of $300\mathrm{K}$ with adiabatic boundary conditions applied to the other two edges and the bottom surface of the substrate. Thus, the maximum temperature rise is expected to be in the center with isotherms parallel to the two opposite edges held at $300\mathrm{K}$ . For calculation purposes, the thermal conductivity $(k)$ of the diamond substrate was assumed to be isotropic thus avoiding any thermal resistance caused by grain boundaries in the diamond.
Fig. 1 is a plot of the maximum temperature as a function of diamond thickness for the simulation conditions noted above. The thermal conductivity was assumed to be $1500\mathrm{W / m}\cdot \mathrm{K}$ . As the thickness of the diamond increases, its contribution to the reduction of temperature becomes smaller. This trend has an important implication in determining an optimum value for the thickness of the substrate. Currently, a substrate thickness considered sufficient for MCM application is typically $1000~{\mu\mathrm{m}}$ . According to the simulation results, diamond substrates $20 - 30\%$ thinner can be used with
similar TM performance. For example, the rise in temperature for a diamond substrate of $800\mu \mathrm{m}$ thickness under the conditions noted above is $107.54\mathrm{K}$ . This result suggests that the cost of growing CVD diamond can be reduced by limiting the thickness of a substrate to the maximum value required for a specific application.
# 1.3. CVD diamond substrate fabrication-related problems
# 1.3.1. Diamond synthesis
In state-of-the-art synthesis, CVD diamond films are deposited at high temperatures $(>750^{\circ}\mathrm{C})$ either by localized or bulk heating in a mixture of a carbon precursor gas (methane, acetylene, etc.) and a graphite etchant gas (hydrogen) in the presence of an activation agent(s) such as IR radiation, microwave radiation, a d.c. arc, r.f. radiation, or a laser(s) [2]. Presently available CVD diamond equipment, such as d.c. arc jet, microwave plasma, and r.f. plasma systems, are capable of growing diamond films as large as $10\times 10\mathrm{cm}$ . However, films synthesized using various types of activation agents typically have chemical and morphological non-uniformities over the surface and throughout the volume of the material [3]. Also, large diamond substrates can exhibit high intrinsic stresses that result in warping unless deposition conditions are tightly controlled. In general, the higher the thermal conductivity, the higher the stress. This limits the range of thermal conductivities available for large area, thermal management substrates [3].
These techniques are used to deposit diamond over larger and larger areas in order to reduce the cost (per square) of the material. This approach does decrease the cost to some degree, but it also introduces the need for a laser cutting capability in a manufacturing process which presents an added expense. Another factor that must be addressed is the fact that electronic packages are available in various shapes, sizes, and materials
![](images/50de69532d92b83fb069c14a2b6c503a398ff30cbcf1ae224fc432d29afae47a.jpg)
Fig. 1. Plot of maximum temperature vs. diamond substrate thickness for $k = 1500 \, \mathrm{W/m} \cdot \mathrm{K}$ .
which requires a capability for depositing diamond onto different materials of both flat and complex geometries.
# 1.3.2. Diamond post-synthesis processing
Diamond growth in the initial stages of deposition progresses by nucleation at mechanically-induced and/or randomly-seeded and/or thermally-favored sites because of statistical thermal fluctuations at the substrate surface. Depending on the growth surface temperature, pressure, and reactive environment conditions, favored crystal orientations dominate the competitive growth process. Consequently, the resulting films have a random polycrystalline structure and a rough surface morphology. Large surface roughnesses $(R_{\mathrm{a}} = 2 - 15\mu \mathrm{m})$ often limit the TM efficiency of diamond substrates because of large and numerous surface pits which result from the presence of microcavities in the as-grown bulk material [4]. As a result, post-deposition processing is required if CVD diamond is to be used in many electronic packaging applications. Several novel approaches to post-deposition polishing of CVD diamond films have been investigated recently, including laser/ion beam/plasma treatment, hot metal treatment, and chemical-assisted mechanical polishing and planarization (CAMPP) [5].
Unfortunately, these polishing techniques do not eliminate "microcavities" in diamond substrates because diamond crystals grow faster in a direction normal to the substrate surface than parallel to it resulting in columnar growth. During growth, these crystals grow into each other creating microcavities throughout the material (Fig. 2). The presence of microcavities prevents any polishing process from yielding a pit-free surface. This, in turn, presents serious problems for photolithographic processes, such as the formation of metal traces, and die bonding in applications requiring uniform thermal contact between the die and substrate. These surface
![](images/90109b2bbaff5f5252be072468e1291cf9fc334b39daddedfff6a445c8359ac6.jpg)
Fig. 2. SEM micrographs of microcavities in CVD diamond.
pits also present a problem for attachment of large die by introducing stresses. Furthermore, the sharp edges of the microcavities lead to an increase in surface nonuniformities after electroplating of a metal layer [6]. The size and density of these microcavities can possibly be reduced, but not eliminated, by increasing the density of nucleation sites on the substrate and depositing at a lower rate. At the present time, the only practical way of eliminating these surface pits is by "filling-for-planarization" [7].
Because of the attractiveness of CVD-diamond for passive electronics applications, reliable metallization systems must be available. Furthermore, in order to produce thick interconnects, plating is the preferred method of applying a metal, such as copper or gold, to the diamond. Unfortunately, owing to its chemical inertness, diamond is expected to have poor adhesion to metals, especially to gold (Au) - a noble metal best suited for conductor traces because of its excellent electrical conductivity. The use of gold, then, requires a metal adhesion/seed layer. Fortunately, diamond is known to form adhering carbide layers with refractory metals such as Ti, W, Mo, etc., and transition metals such as Cr, Ni, Fe, etc. Cr has been used extensively in MCM technologies as an adhesion promoter and diffusion barrier metal and, since it lies close to the refractory metals in the periodic table, it is expected to have excellent carbide forming properties with diamond. Plated gold or copper can then be used to form the interconnections.
# 2. Experimental
Some of the major steps in the fabrication of diamond heat spreaders are: (1) seeding of substrates for the nucleation of diamond growth, (2) surface finishing of diamond substrates, (3) cutting and drilling of diamond substrates, and (4) metallization of diamond substrates. Subsequent sections address these subjects in some detail.
Raman spectroscopy (RS) was used for the chemical analysis of diamond, scanning electron microscopy (SEM) and/or atomic force microscopy (AFM) were used to study the surface morphology of diamond substrates, and contact surface profilometry and AFM were used for surface roughness analysis of processed diamond heat spreaders. X-ray diffraction was used to determine residual stress in diamond films.
The thermal conductivity of diamond is an extremely important parameter for thermal management substrates. Various techniques, such as the heated bar technique, the Sinku-Riko modified angstrom technique, the Omega technique, the laser flash technique, the transient grating technique, and the photothermal technique, have been and continue to be investigated for
thermal conductivity analysis of heat spreaders. A detailed discussion of these techniques is beyond the scope of this paper, but can be found in a recent publication by Grabner et al. [8].
# 3. Results and discussion
# 3.1. Seeding for large area diamond growth
In state-of-the-art CVD diamond deposition, the deposition process is usually initiated by depositing on an iron mandrill or by providing defect sites on a substrate surface. In order to decrease the time necessary to initiate the growth, seeding is often used. This can be accomplished by mechanically abrading the surface using diamond particles to physically generate defect sites. Numerous groups have used this inexpensive approach to accelerate the initiation of diamond growth. Also, small diamond particles, mixed with photoresist, can be uniformly distributed on a substrate surface by spin coating [9]. Once the photoresist is burned off in a plasma, the diamond particles act as nucleation sites for diamond growth. Both of these techniques can be used for small or large area applications. Typically, $10^{7}$ to $10^{9}$ particles $\mathrm{cm}^{-2}$ density can be achieved using these techniques. However, a low nucleation density and/or clumping of diamond particles generally results in material with a significant number of large microcavities in the diamond film. Thus, a need exists for a technique which will yield a very high and uniform nucleation density over the entire surface of the substrate onto which diamond is to be deposited. Such a technique should only be limited by the minimum diamond particle size that can be uniformly deposited onto the substrate surface.
# 3.2. Large area diamond synthesis
Two of the most important requirements for any process for depositing large area diamond films are: (1) a high growth rate (at least $5\mu \mathrm{m / h}$ ) and (2) the capability of depositing uniform films over a large area (at least $6.5\mathrm{cm}^2$ ). In the published literature, there are a few techniques being used for the production of thermal management diamond substrates. Some of these techniques are d.c. arc jet CVD, microwave plasma CVD, and hot-filament CVD. Of the other techniques being studied, the most promising approach may be a laser-activated deposition technique. The reported growth rate is about $1\mu \mathrm{m}\mathrm{s}^{-1}$ over a $1\mathrm{cm}^2$ area [10].
In our laboratory, we have deposited diamond onto silicon using the microwave plasma CVD technique. The deposition system is made by Wavemat, Inc. and operates at the TM 012 mode at $2.45\mathrm{GHz}$ . In this system, uniform and continuous diamond films have
been deposited over $75\mathrm{mm}$ silicon wafers using the photoresist seeding technique with $4\mathrm{nm}$ diamond particles. Nucleation densities of $>10^{8}\mathrm{cm}^{-2}$ are routinely obtained.
# 3.3. Intelligent quality control using optical emission spectroscopy (OES)
An optical emission spectrum of a microwave plasma showing the different reactive species present during diamond deposition is shown in Fig. 3. The atomic traces from hydrogen and the molecular structure from CH, $\mathbf{C}_2$ , and $\mathrm{H}_{2}$ are clearly visible. However, these transitions only provide direct information for the excited states. To infer information related to the chemically-important ground state densities, a knowledge of the electron energy distribution function (EEDF) is needed. Using argon as an actinometer, we can study the population of ground state atomic hydrogen. Because OES is relatively easy to implement, the determination of in situ correlations between OES and diamond growth parameters is of great interest. Numerical simulations which account for the non-Maxwellian EEDF will facilitate this determination.
Our present actinometry data show that increasing methane concentrations depress the EEDF and negligibly affect the atomic hydrogen ground state. The effect on the EEDF presumably results from increased electron-molecular vibrational coupling. Our data also indicate that increasing power increases the atomic hydrogen ground state density but only marginally increases the energy of the EEDF. Numerical simulations have been combined with experimental optical emission measurements of free and bound-excited electron number densities to demonstrate the potential of OES as a quantitative diagnostic tool for microwave CVD reactors [11].
# 3.4. Cutting and drilling of diamond substrates
Cutting of CVD diamond substrates is an essential step in the fabrication of thermal management substrates. Free-standing diamond substrates are usually manufactured by deposition over a large circular mandrill and often have a lip (or collar) around the outer edge caused by deposition on the edge of the mandrill. This creates a need for a method of cutting substrates into either circular wafers without the collar or substrates of various other sizes and shapes. However, the cutting of single-crystal gem diamond and polycrystalline CVD diamond is different in several respects. The hardness and chemical inertness of CVD diamond, along with its polycrystalline structure, present a serious challenge to conventional substrate cutting techniques. The problem is even more complicated if one desires to cut thick diamond films deposited on a substrate with
![](images/366c07ae9c06c588e4a35142e370deeecc4e91c18009ea3493240a5933323d52.jpg)
Fig. 3. OES spectrum of a typical $1.6\mathrm{kW}$ microwave plasma with $\mathrm{H}_{2}$ and $\mathrm{CH}_4$ gases.
different thermal properties. In fact, although diamond cutting technology is new to the CVD diamond industry, it was developed a few decades ago for cutting single-crystal diamond slabs (not gems). Typically, CVD diamond is cut using a pulsed Nd-YAG laser. The wavelength, power, and repetition rate of the laser, and the chemical quality of diamond, critically determine the definition of the cut, i.e., the cutting-induced burr, the contamination, melting, and refusing of the material, and micro-cracking of the material. Also, the definition of a corner can depend on the proper choice of laser wavelength. Furthermore, the cutting speed of a laser can be enhanced by providing proper photo-chemistry or certain gases at the workpiece.
The formation of vias for substrate-to-substrate interconnects is another important technology in a series of processing steps necessary for the fabrication of diamond substrates, particularly 3-D multichip modules (MCMs). Vias, which are typically $100 - 150\mu \mathrm{m}$ in diameter, are filled with metal to define metal interconnects through the diamond plane. Depending on the size and design of an electronic system, the number of vias can vary from a few hundred to a few thousand on a single substrate and diamond, due to its hard and chemically-inert nature, presents a formidable challenge to their formation.
Laser drilling is the only practical approach to the formation of vias in CVD diamond. The challenges are to form very precise diameter vias in a short time with a desirable edge angle, little, if any, wall contamination, and excellent definition of the top surface-hole wall junction. A further complication in state-of-the-art CVD diamond substrates is the existence of internal stresses. Drilling of a substrates changes its stress pattern, and
thus, the flatness of the substrate. Although, a significant amount of research has been conducted in this area, very little has been published because the techniques used and results are considered proprietary. A most promising approach to this problem consists of drilling the film while it is submerged in a liquid using a focused Q-switched Nd-YAG laser. To date, drilling has been performed in air, de-ionized water, and a few other solutions (Fig. 4) [12-16]. Research on this approach to via drilling of diamond is continuing.
# 3.5. Lapping and polishing
The chemical inertness, hardness, polycrystalline nature, and non-uniform surface chemistry of CVD
![](images/c91c123217ff918c818a985b08e5a82a8309715a94a1a53389010d02167609ba.jpg)
Fig. 4. SEM micrograph of a laser drilled hole in CVD diamond performed under water.
diamond present serious challenges to the development of surface finishing processes (i.e., polishing and planarization). Techniques which have been tried include conventional mechanical lapping, hot metal polishing, chemical-assisted mechanical polishing, plasma etching, ion beam etching, and laser beam trimming. In general, these approaches can be divided into coarse lapping and fine polishing. For example, mechanical lapping and laser trimming can be used to produce a coarse finish (Fig. 5). Using these approaches, the surface roughness of diamond can be reduced from an $R_{\mathrm{a}}$ of $15\mu \mathrm{m}$ to about $1 - 1.5\mu \mathrm{m}$ as determined by contact surface profilometry. If an electronic packaging application requires a further reduction in the surface roughness, a technique such as chemical-assisted mechanical polishing can then be used for fine polishing. This technique is capable of reducing the average surface roughness from an $R_{\mathrm{a}}$ of $1.5\mu \mathrm{m}$ to about $100 - 150\mathrm{nm}$ as measured by contact surface profilometry [16]. Table 1 provides a comparison of the capabilities of these lapping and polishing techniques.
As noted previously, a close examination of even finely polished diamond surfaces ( $R_{\mathrm{a}} = 50 \mathrm{~nm}$ by contact surface profilometer) using AFM reveals the presence of surface pits resulting from "microcavities" being intersected by the surface plane. Microcavities have been observed in all CVD diamond material independent of the deposition technique. Often, these surface pits are not detected by contact surface profilometry, but they exist and must be addressed by some post-deposition processing technique.
# 3.6. Planarization-by-filling
Basically, the "planarization-by-filling" process consists of filling diamond substrate surface pits (microcavi
![](images/92a400279ff9b5ecc438a9a396514d79b0c1ef3b70ebacf17c5354d841101bcf.jpg)
Fig. 5. SEM micrograph showing as-deposited and laser trimmed (polished) CVD diamond.
ties) with a polymer, glass, diamond-filled glass, or similar material [7]. The filler is applied as a thin overlayer on the diamond substrate which planarizes the surface. The overlayer can then be polished back to expose the previously polished diamond surface. However, thermal simulation studies of such planarized diamond surfaces have shown that backpolishing is not necessary from a thermal performance point of view. In fact, this planarization technique offers a simple, conventional approach to the reduction of surface roughness without polishing the diamond surface at all, thereby significantly reducing the time and cost of preparing CVD diamond films for electronic packaging applications.
Fig. 6 shows an AFM plot of a diamond substrate which was coated with polyimide prior to evaporating and defining an aluminum pattern on the surface. The polyimide is about $5\mu \mathrm{m}$ thick with an average surface roughness of $25\mathrm{nm}$ . Testing of the polyimide overcoat yielded an adhesion strength value of about $2500\mathrm{psi}$ . Although the adhesion strength degraded with thermal shock testing, it was still sufficient for use of the planarized diamond substrate in thermal management applications. Fig. 7 shows a planarized and metallized diamond substrate.
# 3.7. Metallization
# 3.7.1. Metalization of large area diamond substrates
Diamond MCMs require complex metallization systems for defining the ground and power planes, and the signal interconnects. In order to realize these required electrical functions, large area metallization, selective metallization, and metal via filling capabilities must be available. In particular, gold (Au) or copper (Cu), due to their low resistivity, are considered to be the ideal metals for MCM interconnects. Depending on the MCM performance requirements, the required metal thickness can range from a few microns to a few tens of microns, and the required interconnect width can be a few tens of microns. For such requirements, plating is preferred over thermal evaporation or sputtering because it is a simple and economical technique. Large area plating processes have been developed for both gold and copper at the University of Arkansas.
The adhesion of metallization to diamond in MCMs is a reliability concern. Consequently, the adhesion of Au or Cu to diamond must be enhanced by the use of other metals as seed layers prior to plating. It is important to note that the surface pits discussed previously can cause serious blistering of the plated metal if the plating is not performed properly (Fig. 8). However, "planarization-by-filling" can be used to eliminate the blistering problem.
Table 1 Cost analysis for post-synthesis finishing of CVD-diamond substrates: estimated costs for various processing technologies
<table><tr><td rowspan="2"></td><td colspan="4">Cost-related parameters (for 3&quot; × 3&quot;)</td></tr><tr><td>LT(8 h day-1operation)</td><td>CAMPP(8 h day-1operation)</td><td>Cleaning(8 h day-1operation)</td><td>FP(8 h day-1operation)</td></tr><tr><td rowspan="2">1. Capital cost plus % for installation(% capital cost increase for4&quot; × 4&quot; sample)</td><td>$75 000:</td><td>$47 000:</td><td>$5000:</td><td>$4800:</td></tr><tr><td>laser + table + optics (0%)</td><td>machine + accessories (27%)</td><td>glassware (50%)</td><td>spinner + IR oven + soft bake oven (10%)</td></tr><tr><td>2. Type of consumable</td><td>$120 year-1</td><td>$4800 year-1</td><td>$6000 year-1</td><td>$5000 year-1</td></tr><tr><td>3. Maintenance</td><td>$600 year-1</td><td>$180 year-1</td><td>$60 year-1</td><td>$600 year-1</td></tr><tr><td>4. Energy usage</td><td>100 W</td><td>2.5 kW</td><td>80 W</td><td>60 kW (ovens)</td></tr><tr><td>5. Time for processing/sample</td><td>40 min</td><td>3 h</td><td>30 min</td><td>3.30 h</td></tr><tr><td>6. Rigidity of equipment(i.e., vacuum, and critically)</td><td>Atmospheric process,critical optical alignment</td><td>Atmospheric process,critical sample mounting</td><td>None</td><td>None</td></tr><tr><td>7. Down time to repeat this same process</td><td>5 min</td><td>30 min</td><td>5 min</td><td>2 min (final process)</td></tr></table>
LT, Laser trimming; CAMPP, chemical-assisted mechanical polishing and planarization; and FP, filling for planarization. Diamond substrate material specifications: (1) substrate size: $3 \times 3 \mathrm{in}^2$ ; (2) initial $R_{\mathrm{a}} = 3 - 5 \mu \mathrm{m}$ (measured by mechanical surface profilometry); (3) final $R_{\mathrm{a}} = 0.25 \mu \mathrm{m}$ (measured by mechanical surface profilometry); (4) starting thickness, $90 \mu \mathrm{m}$ ; (5) final thickness, $700 \mu \mathrm{m}$ ; (6) bow in the substrate, $\leq 25 \mu \mathrm{m}$ ; (7) chemical quality (in terms of thermal conductivity), $12 \mathrm{W/cm} \cdot \mathrm{K}$ ; (8) primary film orientation, (110); (9) substrate without collar; and (10) grain size cariation, $20 - 25\%$ .
# 3.7.2. Adhesion/seed layers and metal plating
Owing to its chemical inertness, diamond is expected to have poor adhesion to most metals, especially to gold - a noble metal best suited for conductor traces because of its excellent electrical conductivity. Thus, there is a need for a metal adhesion/seed layer as noted previously. Fortunately, diamond is known to form strongly adhering carbide layers upon annealing at high temperatures $(700 - 900^{\circ}\mathrm{C})$ with refractory metals such as Ti, W, Mo, etc., and transition metals such as Cr, Ni, Fe, etc. [17].
Some of the metal systems examined for potential use as the adhesion/seed layer for diamond-based MCM metallization systems are Au/Ti, Au/Ti-W, Au/Cr, Au/Ni-Cr and Cu/Cr. These metal systems are generally deposited by evaporation or sputtering and then annealed at temperatures ranging from 150 to $500^{\circ}\mathrm{C}$ . Depending on deposition parameters, such as deposition rate, substrate temperature, pressure, etc., adhesion values ranging from about 3 kpsi to greater than 10 kpsi have been achieved [18]. These adhesion values are more than adequate for MCM metallization although they can be increased by sputter etching of the diamond surface prior to deposition of the metals.
# 3.7.3. Electroplated gold
Although gold and copper plating are mature technologies that have been used in the electronics industry for decades, bare, polished, MCM grade CVD diamond, with its rough surface due to the presence of surface pits, presents a plating challenge. If plating of diamond is attempted using the parameters specified by plating solution manufacturers, the roughness of the diamond surface is enhanced. For example, in initial attempts at gold plating of diamond at the University of Arkansas,
the surface roughness increased from $330\mathrm{nm}$ to $2\mu \mathrm{m}$ for a $4\mu \mathrm{m}$ thick gold layer. This surface roughness is unacceptable for MCM substrates. A thorough investigation revealed that the increase in surface roughness had nothing to do with the gold thickness but, in fact, was related to the plating current density. The current density recommended by the plating solution manufacturer was identified as the problem. Upon reducing the plating current density by a factor of 10, the surface roughness actually decreased with increasing gold thickness. Doubling of this lower plating current density maintains the original surface roughness while yielding an acceptable deposition rate of $2\mu \mathrm{m}\mathrm{h}^{-1}$ . A $4\mu \mathrm{m}$ thick layer has a resistivity of about $4.0\mu \Omega \cdot \mathrm{cm}$ which compares favorably with the standard value for gold of $2.2\mu \Omega \cdot \mathrm{cm}$ .
Large area plating of diamond substrates (10 cm diameter) for MCM applications can be accomplished by evaporating a $\mathrm{Au} / \mathrm{Cr}$ adhesion/seed layer followed by annealing at a temperature of $300^{\circ}\mathrm{C}$ (Fig. 9). The samples are then gold plated to a thickness of several microns and annealed at $300^{\circ}\mathrm{C}$ . This process yields adhesion values greater than 3 kpsi even after the samples are thermally cycled between 150 and $-65^{\circ}\mathrm{C}$ .
# 3.7.4. Diamond substrate rework
Because of the relatively high cost of diamond substrates, research has also been performed to establish a viable method for reclaiming them after they have been metallized. Two wet processes and a lapping technique were investigated. A wet process consisting of cerric ammonium nitrate, perchloric acid, and water was found to be the most effective method for reclaiming diamond. EDS showed no indication of chromium on the sample
<table><tr><td colspan="2">Image Statistics</td></tr><tr><td>Z range</td><td>2.209 μM</td></tr><tr><td>Mean</td><td>684.54 nm</td></tr><tr><td>RMS (Rq)</td><td>293.22 nm</td></tr><tr><td>Mean roughness (Ra)</td><td>141.42 nm</td></tr><tr><td>Max height (Rmax)</td><td>2.077 μM</td></tr><tr><td>Surface area</td><td></td></tr><tr><td>Surface area diff</td><td></td></tr></table>
<table><tr><td colspan="2">Box Statistics</td></tr><tr><td>2 range</td><td>277.36 nm</td></tr><tr><td>Mean</td><td>934.20 nm</td></tr><tr><td>Rms (Rq)</td><td>69.134 nm</td></tr><tr><td>Mean roughness (Ra)</td><td>27.572 nm</td></tr><tr><td>Max height (Rmax)</td><td>166.04 nm</td></tr><tr><td>Box x dimension</td><td>20.706 μm</td></tr><tr><td>Box y dimension</td><td>13.176 μm</td></tr></table>
![](images/1f2cc7f79c536271065c17d016854c49b03a62d8d635281fdb856b405de748b9.jpg)
Fig. 6. AFM micrograph of a polyimide planarized CVD diamond substrate.
after an etch time of $15\mathrm{min}$ in the solution. However, care must be taken to ensure that all the etchant is removed from the sample before it is re-used.
# 3.7.5. Metallization of vias
Metal filling of substrate vias is obviously important in MCM technologies because of the multi-level nature of the metal interconnection system. Proper via filling is also critically important to multi-substrate communication in a 3-D MCM architecture. For diamond, which has a graphitization temperature between 700 and $800^{\circ}\mathrm{C}$ , low temperature via filling materials such as metal-filled epoxy or plating can be used. Recently, another approach to via filling using tungsten-copper
![](images/90706b91bc06658099394178fd1e858b6f1d3b509e0e8290512af0336429c66d.jpg)
Fig. 7. Optical photograph of photolithographically-defined aluminum patterns on a polyimide planarized 2.0 inch diamond substrate.
![](images/396097ff1050b36319f54a1ec84eaf37e08f74337337eb82a1816e8c0335fa33.jpg)
Fig. 8. SEM micrograph of a metallized diamond substrate on which a blister has been deliberately cut open to reveal multiple microcavities.
composite has been developed using a technique developed by Micro Substrates Corporation [19]. Although there are several other approaches to via filling, the method chosen to fill vias in diamond must be based on other construction aspects of the substrate, subsequent processing steps in the fabrication schedule, and the desired function of the vias.
# 4. Economics of thermal management diamond substrates
At the present time, the electronics industry is extremely cautious about using diamond in packaging because of its cost. As with most products, the introduction of diamond thermal spreaders into electronic products will come down to a trade-off between price and
![](images/9223205169ec1677d7c73f3be9040944af2e4ad39b1dcb1eba538e8bf3cb4862.jpg)
Fig. 9. Optical photograph of a gold plated 4.0 inch diameter diamond wafer.
product performance. This probably means that the initial approach to incorporating diamond into electronics will be applications where the use of diamond is critical for proper system operation and the cost is not a prime consideration. Although diamond heat spreader prices have dropped dramatically in the past few years, a further substantial decrease in price is needed before the widespread use of diamond will occur. For users of diamond, the price depends on the specific application. Questions which must be answered are; (1) can the diamond be used as grown or must it be polished; (2) must the sample be polished on one side or both sides; (3) what is the required surface finish; (4) what is the required thermal conductivity; (5) what is the substrate quantity required; and (6) what are the desired substrate dimensions, including thickness? These questions are very similar to those which must be answered when ordering substrates made from any other material. A $10\mathrm{cm}$ diameter diamond substrate $1\mathrm{mm}$ thick contains approximately 140 carats of diamond. As-grown diamond can cost anywhere from $100 to$ 3500 per carat, depending on its quality. Post-synthesis processing such as lapping or polishing add to this cost, and they are very expensive processes. The high cost of post-deposition processing is partially a result of the fact that most vendors are using conventional processing techniques. For example, it takes a long time to lap and polish polycrystalline CVD diamond substrates using techniques developed for polishing gem stones. Non-conventional approaches, such as a combination of laser trimming/quick lapping/filling for planarization are capable of reducing post-deposition processing costs by orders of magnitude as suggested by the data in Table 1.
# 5. Summary and conclusions
Although technologies for the deposition of thin film synthetic diamond have existed for over a decade, only
in the past 5 years have research efforts been concentrated on economical deposition and post-deposition processing of large area diamond thin films for application in electronic packaging. Because of its unique properties, diamond is the ideal thermal management material if its cost is competitive with other materials and if technologies are available to process it. During the past 5 years, significant advancements in diamond synthesis have resulted in the deposition of large area substrates and a substantial reduction in cost. The availability of large area material prompted a concentrated effort to develop technologies, such as lapping, polishing, planarization, cutting, drilling, and metallization, which would permit diamond to be used in electronic packaging applications. Although not mature, these post-deposition processing technologies have evolved to the point that as-deposited diamond can realistically be utilized in thermal management applications. However, a further reduction in cost of both diamond synthesis and post-deposition processing will be necessary before diamond finds widespread use in commercial electronic packaging.
# References
[1] A.P. Malshe, S. Jamil, M.H. Gordon, H.A. Naseem, W.D. Brown and L.W. Schaper, Advanced Packaging, September/October 1995, pp. 50-53.
[2] J.E. Butler et al., Phil. Trans. R. Soc. Lond., A 342 (1993) 209-224.
[3] A.P. Malshe, unpublished work at University of Arkansas, Fayetteville. AR, 1995.
[4] A.P. Malshe, G.J. Glezen, H.A. Naseem and W.D. Brown, Proceedings of the Fourth International Symposium on Diamond Materials, The Electrochemical Society, Pennington, NJ, 95-4 (1995) 515-522.
[5] D.G. Bhat, D.G. Johnson, A.P. Malshe, H.A. Naseem, W.D. Brown, L.W. Schaper and C.-H. Shen, Diamond Relat. Mater., 4 (1995) 921-929.
[6] G.J. Glezen, Masters thesis, University of Arkansas, Fayetteville, AR, 1995.
[7] A.P. Malshe, W.D. Brown, H.A. Naseem and L.W. Schaper, US patent No. 5,472,370, 1995.
[8] J. Grabner, in K. Azar (ed.), in Handbook of Experimental Methods in Electronic Cooling, CRC Press, in press, 1996.
[9] R.A. Beera, M.S. Haque, W.D. Brown, A.P. Malshe and H.A. Naseem, Proceedings of Topical Conference on Synthesis and Processing of Materials, AIChE 1994 Annual Meeting, San Francisco, CA, 1994, pp. 65-70.
[10] Pravin Mistry, QQC, Inc., Workshop on Characterizing Diamond Films IV, NIST, Gaithersberg, MD, March 4-5, 1996.
[11] U.M. Kelkar and M.H. Gordon, Electrochem. Soc. Proc., 96-5 (1996) 75-82.
[12] S. Jamil, M.H. Gordon, G.J. Salamo, H.A. Naseem, W.D. Brown and A.P. Malshe, Proceedings of Applications of Diamond Films and Related Materials: Third International Conference, NIST special publication 885, 1995, pp. 283-286.
[13] T. Chein, C. Cutshaw, C. Tanger and Y. Tzeng, Proceedings of
Applications of Diamond Films and Related Materials: Third International Conference, NIST special publication 885, 1995, pp. 257-260.
[14] P. Tosin, W. Luthy and H.P. Weber, Proceedings of Applications of Diamond Films and Related Materials: Third International Conference, NIST special publication 885, 1995, pp. 271-274.
[15] V.G. Ralchenko, S.M. Pimenov, T.V. Kononenko, K.G. Korotoushenko, A.A. Smolin, E.D. Obraztsova and V.I. Konov, Proceedings of Applications of Diamond Films and Related Materials: Third International Conference, NIST special publication 885, 1995. pp. 225-232.
[16] A.P. Malshe, unpublished work at University of Arkansas, Fayetteville, AR, 1995.
[17] K.L. Moazed, J.R. Zeidler and M.J. Taylor, J. Appl. Phys., 689(5) (1990) 2246-2254.
[18] W.D. Brown, H.A. Naseem, A.P. Malshe, J.H. Glezen and W.D. Hinshaw, Mater. Res. Soc. Symp. Proc., 391 (1995) 59-70.
[19] W.E. Wesolowski, R.J. DeKcnipp and M.P. Ram Panicker, Proc. ICEMCM-95, Denver, CO, 1995, p. 146.

View File

@@ -0,0 +1,93 @@
# Fabrication of free-standing diamond membranes
M.C. Salvadori a, M. Cattani a, V. Mammana a, O.R. Montciro b, J.W. Ager III b, I.G. Brown b
$^{\text{a}}$ Institute of Physics, University of São Paulo C.P. 66318, São Paulo, SP, CEP 05389-970, Brazil
<sup>b</sup> Lawrence Berkeley National Laboratory, University of California Berkeley, CA 94720, USA
# Abstract
We describe here a method for fabricating free-standing diamond membranes. Diamond films were deposited on a silicon substrate by microwave plasma-assisted chemical vapor deposition and then part of the substrate chemically removed. The films described here were 15 mm in diameter with thickness of approximately $12\mu \mathrm{m}$ . A novel feature of our approach lies in the method used to obtain the selective dissolution of the substrate; a container with O-rings was used, instead of masks, allowing a fast and clean isotropic dissolution of part of the silicon substrate. The deposited diamond films as well as the free-standing membranes were characterized by scanning and transmission electron microscopy, electron diffraction and Raman spectroscopy.
Keywords: Diamond; Chemical vapour deposition; Plasma processing and deposition
# 1. Introduction
Diamond thin films possess a number of unique chemical and physical properties that make them attractive for a broad range of applications in research and industry. The rapidly developing technology for the growth of polycrystalline diamond films by plasma-assisted chemical vapor deposition (CVD) on a range of substrates has increased interest in this material. Applications of diamond thin films include: wear-resistant coatings for cutting tools, by virtue of its hardness; as thermal management of electronic devices, because its room-temperature thermal conductivity is the highest of all materials; as free-standing windows with good transparency in the visible and infrared region; and as free-standing permeable membranes [1] for use as filters, by virtue of the chemically inert and mechanically resistant nature of diamond. Several CVD methods have been developed and successfully used to produce diamond films such as, for example, hot filament CVD [2], electron-assisted CVD [3], microwave plasma-assisted CVD [4], d.c. discharge CVD [5], and use of the oxygen-acetylene torch [6].
In this paper we describe a method for fabricating freestanding diamond membranes from a film deposited on silicon. Selective chemical etching of the substrate promotes dissolution of the silicon leaving the diamond membrane intact. The method is particularly attractive because of its simplicity, ease for producing large area membranes, and its low cost.
# 2. Experimental details
The diamond films were synthesized by microwave plasma-assisted CVD using a system that has been fully described elsewhere [7]. The growth parameters used here were: 300 sccm for the hydrogen flow rate, 1.5 sccm for the
![](images/a60d42d2644182647aa1d9eb912e3e39b5d20adada89864218da620546ec9de3.jpg)
Fig. 1. Container with O-rings for dissolution of part of the silicon substrate. The sample was loaded on the lower O-ring with the diamond side down, then the upper part of the container was screwed tight so as to sandwich the sample between the two O-rings.
![](images/0f0cc0fb2971d3cc3d7d47e2fc0368f099da108a5d052a12f0194a2390921ee5.jpg)
Fig. 2. The circular region inside the square $(18 \times 18 \mathrm{~mm}^2)$ silicon substrate is a free-standing diamond membrane.
![](images/04d0d18a95ec6d2bd9d13bf0f48453738c6f72e065bf9b5502f7e527ad704a19.jpg)
Fig. 3. SEM of the top side of the diamond membrane showing morphology typical of CVD-grown polycrystalline diamond film.
![](images/43b3c40feb9e1ea72c6916d9d24f8f879befbb60a492d767e2ba1f518bd629bf.jpg)
![](images/09e8b91d711c6a105d5adbcaa0a7a12f9d55c32daf706c6b1f0e38252e3dabf5.jpg)
![](images/97010ad919752006bbdf4c6f4773656206f83fcafa83f935d7233e57cec70924.jpg)
Fig. 4. (a) Bright-field transmission electron microscopy image of a diamond grain with normal parallel to [110] direction. Twin bands are indicated in the picture, and their signatures indicated in the diffraction pattern. (b) Electron diffraction pattern of the grain shown in (a). (c) High-resolution transmission electron micrograph of a CVD diamond membrane.
methane flow rate (0.5 vol.% methane), $9.3 \times 10^{3} \mathrm{~Pa}$ for the chamber pressure, $850^{\circ} \mathrm{C}$ for the sample temperature, and a nominal $870 \mathrm{~W}$ for the microwave power. Film thickness was controlled by variation of the growth time between 10 and $48 \mathrm{~h}$ .
A novel feature of our approach lies in the method used to obtain the selective dissolution of the substrate: a container made of PVC, with Buna-N O-rings, as shown in Fig. 1, was used instead of masks, allowing a fast and clean isotropic dissolution of part of the silicon substrate. The sample (diamond film on its silicon substrate) was loaded on the lower O-ring with the diamond film down. Then the upper part of the container was screwed tight so as to sandwich the sample between the two O-rings. A room-temperature mixture of hydrofluoric acid, nitric acid and acetic acid [8] was used to dissolve the silicon. The HF:HNO₃ volume ratio was 2:1, and the acetic acid was added to prevent violent reaction that can fracture the diamond membrane during the substrate etching. The time required to dissolve the substrate was between 10 and 30 min for a silicon substrate of thickness of about 200 μm.
Scanning and transmission electron microscopy were used to characterize the deposited diamond films as well as the free-standing membranes. A Jeol JSM-840A scanning electron microscope (SEM) with an accelerating voltage of 25 kV was used to evaluate the surface morphology of the films, as well as the etch profile of the silicon substrate. Transmission electron microscopy (TEM) was conducted in a TOPCON 002B. At 200 kV the point resolution of this microscope is 0.19 nm, which is suitable for viewing [111] lattice fringes of diamond. Samples for TEM were prepared by mounting pieces of thin free-standing membranes (5 μm thick or less) on copper grids and ion milling the films with an Ar⁺ beam at 3.5 kV until perforation occurred. Raman spectroscopy was also carried out to provide additional information on the quality of the membranes produced.
# 3. Results and discussion
We have in this way made a number of thin diamond membranes with the central $15\mathrm{mm}$ diameter substrate free. Note that the diameter of the free-standing region is determined simply by the O-ring size, which can readily be increased so as to prepare free-standing films of arbitrary size.
An example of one of our diamond membranes is shown in Fig. 2, where the diamond film lies within the circular region and the square silicon substrate is $18 \times 18 \mathrm{~mm}^2$ . Fig. 3 shows a SEM of the top side (growth side) of the diamond film, showing morphology that is typical of polycrystalline diamond films.
The surface morphology of the deposited films consisted mainly of (111) and (100) facets. Transmission electron microscopy also indicated the presence of stacking faults, and micro- and macro-twins, which have been often observed in CVD diamond films. Fig. 4(a) shows a transmission electron
micrograph of one of the membranes produced with one of the grains oriented with the electron beam parallel to the [011] direction. Observation of stacking faults and twin domains is most easily done under this conditions. In this orientation the stacking faults and twin domain boundaries, which coincide with {111} planes, are seen edge-on, and their signature on the diffraction pattern is easily identifiable. Fig. 4(b) shows the electron diffraction pattern of the grain shown in Fig. 4(a). Diffraction spots resulting from multiple twinning, and streaks resulting from stacking faults or microtwins are observed. The high resolution image of another crystal of the diamond m r rane under similar orientation is also shown in Fig. 4(c). Multiple twinning and stacking faults are easily identified.
The Raman spectra of the two sides of one membrane are presented in Fig. 5. These spectra are consistent with that of diamond with very low amorphous carbon phase contamination. It is interesting to note that there is slightly more amorphous carbon at the silicon side than on the growth side.
Fig. 6 shows the back side of the sample, where the diamond film was in contact with the silicon substrate before its chemical dissolution; one can see in this micrograph that the diamond grain size is about $4\mu \mathrm{m}$ . Fig. 7 shows the back side of the diamond film where it adjoins the thicker silicon substrate; the smooth region on the right hand side of the figure
![](images/dced7f6e09c5325976707792cc4d3a7c2aec48f3e20a3742ea4f3b808bb9e735.jpg)
![](images/20ccda04107868fa9fba05d43294f780a45a58c5d43848ac207ade5c5de7bc1f.jpg)
Fig. 5. Raman spectra of both sides of a free-standing diamond membrane.
![](images/cebfed6b6ba6f5eb3cbc411f19f193ca984f80ed39d66affc4be2e02f7fb4944.jpg)
Fig. 6. SEM of the back side of the diamond membrane, where the diamond film was in contact with the silicon substrate before its chemical removal. The diamond grain structure is clearly shown.
![](images/236a787687bf2010c78b5a903a8cd876252e161fa0aee4ac9dad36c6ca73f5af.jpg)
Fig. 7. SEM of the back side of the membrane near the edge. The smooth part (right) is the free-standing diamond film and the rough part (left) is the silicon substrate.
is the free-standing diamond film and the rougher part on the left side is the silicon substrate. Note that the silicon profile near the free-standing diamond film is sharp, in spite of the fact that the chemical dissolution was isotropic. The film
thickness of about $12\mu \mathrm{m}$ was determined by breaking a film grown under similar condition and measuring it under SEM.
# 4. Conclusion
We have fabricated a number of diamond membranes by selective dissolution of the silicon substrate using a container with O-rings, instead of masks, allowing a fast and clean isotropic removal of a chosen part of the substrate. The test diamond membranes, made in the work described here, were circular with a diameter $15\mathrm{mm}$ . The size of the free-standing region can readily be increased.
# Acknowledgements
This work was supported by the Fundação de Amparo à Pesquisa do Estado de São Paulo and the Instituto de Física da Universidade de São Paulo, Brazil. We would also like to acknowledge the support and use of the facilities of the National Center for Electron Microscopy at the Lawrence Berkeley National Laboratory; the NCEM is supported by the Director, Office of Basic Energy Sciences, Materials Science Division, US Department of Energy under Contract No. DE-AC03-76SF00098.
# References
[1] M.C. Salvadori, Y. Miyao and G. Moscati, Diamond Related Mater., 4 (1995) 1069.
[2] A.M. Bonnot, Thin Solid Films, 185 (1990) 111.
[3] A. Sawabe and T. Inuzuka, Thin Solid Films, 137 (1986) 89.
[4] M.A. Brewer, I.G. Brown, M.R. Dickinson, J.E. Calvin and M.C. Salvadori, Rev. Sci. Instrum., 63 (1992) 3389.
[5] K. Suzuki, A. Sawabe, H. Yasuda and T. Inuzuka, Appl. Phys. Lett., 50 (1987) 728.
[6] L.M. Hanssen, W.A. Carrington, J.E. Butler and K.A. Snail, Mater. Lett., 7 (1988) 289.
[7] M.C. Salvadori, V.P. Mummann, O.G. Martins and F.T. Degasperi, Plasma Sources: Sci. Technol., 4 (1995) 489.
[8] W.R. Runyan and K.B. Bean, Semiconductor Integrated Circuit Processing Technology, Addison-Wesley, New York, 1994.

Some files were not shown because too many files have changed in this diff Show More